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Recent Corporate Announcements

July 25 2017
NIVALIS THERAPEUTICS INC (NVLS)
Reverse share split. Every 4 shares held will become 1 share.
Effective date: 25 July 2017.

July 25 2017
CHERUBIM INTERESTS INC (CHIT)
Reverse share split. Every 20000 shares held will become 1 share.
Effective date: 25 July 2017.

July 25 2017
BRIDGELINE DIGITAL INC (BLIN)
Reverse share split. Every 5 shares held will become 1 share.
Effective date: 25 July 2017.

July 25 2017
DIANA CONTAINERSHIPS INC (DCIX)
Reverse share split ratio and effective date yet to be announced.

July 25 2017
MEDOVEX CORP (MDVX)
Reverse share split ratio and effective date yet to be announced.

July 25 2017
PARAGON SHIPPING INC (PRGN/PRGNF)
Reverse share split ratio and effective date yet to be announced.

July 21 2017
DRYSHIPS INC (DRYS)
Reverse share split. Every 7 shares held will become 1 share.
Effective date: 21 July 2017.

July 21 2017
NAVIS RESOURCES CORP (SUVRF)
Reverse share split. Every 10 shares held will become 1 share.
Effective date: 21 July 2017.

July 20 2017
DRYSHIPS INC (DRYS)
Reverse share split ratio and effective date yet to be announced.

July 20 2017
CERULEAN PHARMA INC (CERU)
Reverse share split. Every 10 shares held will become 1 share.
Effective date: 20 July 2017.

July 19 2017
FALCONSTOR SOFTWARE INC (FALC)
Reverse share split ratio and effective date yet to be announced.

July 17 2017
PROSHARES TRUST PSHS ULSHT SP500 (SDS)
Reverse share split. Every 4 shares held will become 1 share.
Effective date: 17 July 2017.

July 17 2017
PROSHARES TRUST II VIX SHORT TERM FUTURES (VIXY)
Reverse share split. Every 4 shares held will become 1 share.
Effective date: 17 July 2017.

July 17 2017
PROSHARES TRUST II ULTRA VIX SHT TRM FUTR ETF 2017 (UVXY)
Reverse share split. Every 4 shares held will become 1 share.
Effective date: 17 July 2017.

July 14 2017
DELCATH SYS INC COM PAR $0.01 (DCTH)
Reverse share split ratio and effective date yet to be announced.

July 14 2017
NOVOGEN LTD (NVGN)
Reverse share split. Every 4 shares held will become 1 share.
Effective date: 14 July 2017.

July 14 2017
MFC BANCORP LTD (MFCB)
Reverse share split. Every 4 shares held will become 1 share.
Effective date: 14 July 2017.

July 13 2017
HYPERDYNAMICS CORP (HDYN/HDY)
Reverse share split ratio and effective date yet to be announced.

July 12 2017
TOP SHIPS INC (TOPS)
Reverse share split ratio and effective date yet to be announced.

July 12 2017
CODE GREEN APPAREL CORP (CGAC)
Reverse share split ratio and effective date yet to be announced.

July 12 2017
SPHERE 3D CORP NEW COM -
Reverse share split. Every 25 shares held will become 1 share.
Effective date: 12 July 2017.




July 12 2017
MOBILEIRON INC (MOBL)
MOBILEIRON INC (MOBL) class action litigation has been settled. If you purchased MobileIron Inc. common stock pursuant and/or traceable to the Registration Statement and Prospectus (the "Registration Statement") for the Company's June 12, 2014 initial public offering (the "IPO") between June 12 2014 and August 4 2014 inclusive, you may be entitled to a payment from this class action settlement.

Please note that in order to participate in the settlement; you must satisfy certain eligibility requirements as detailed in the documents. If you satisfy the eligibility criteria and wish to recover from the settlement, you must submit a Proof of Claim form to the claims administrator no later than November 6, 2017.

You may obtain a copy of the Proof of Claim form/ Notice of Class Action and additional information regarding the class action settlement and the claims process at www.mobileironshareholdersettlement.com/.

This letter is sent to you for information purposes only. All submissions should be made directly to the claims administrator. Eligibility for recovery under the class action settlement shall be determined by the Claims Administrator pursuant to the terms of the distribution plan.

Should you require further information, kindly contact our Brokerage Hotline at +65 6333 3223.

For enquiries relating to more information regarding the claim settlement and forms, kindly contact the Claim Administrator at toll free, (855) 445-2734.





July 12 2017
RCS CAP CORP (RCAP)
RCS CAP CORP (RCAP) class action litigation has been settled. If you purchased or otherwise acquired RCS Capital Corporation common stock during the period from February 12 2014 to December 18 2014 inclusive, you may be entitled to a payment from this class action settlement.

Please note that in order to participate in the settlement; you must satisfy certain eligibility requirements as detailed in the documents. If you satisfy the eligibility criteria and wish to recover from the settlement, you must submit a Proof of Claim form to the claims administrator no later than November 2, 2017.

You may obtain a copy of the Proof of Claim form/ Notice of Class Action and additional information regarding the class action settlement and the claims process at www.rcapsecuritiessettlement.com/.

This letter is sent to you for information purposes only. All submissions should be made directly to the claims administrator. Eligibility for recovery under the class action settlement shall be determined by the Claims Administrator pursuant to the terms of the distribution plan.

Should you require further information, kindly contact our Brokerage Hotline at +65 6333 3223.

For enquiries relating to more information regarding the claim settlement and forms, kindly contact the Claim Administrator at (866) 778-9626.


July 10 2017
FRONTIER COMMUNICATIONS CORPORATION (FTR)
Reverse share split. Every 15 shares held will become 1 share.
Effective date: 10 July 2017

July 10 2017
PEREGRINE PHARMACEUTICALS (PPHM)
Reverse share split. Every 7 shares held will become 1 share.
Effective date: 10 July 2017

July 10 2017
THRESHOLD PHARMACEUTICALS INC (THLD)
Reverse share split ratio and effective date yet to be announced.

July 07 2017
OPEXA THERAPEUTICS INC (OPXA)
Reverse share split ratio and effective date yet to be announced.

July 07 2017
DPOLLUTION INTERNATIONAL INC (RMGX)
Reverse share split ratio and effective date yet to be announced.

July 06 2017
BELLATRIX EXPLORATION LTD (BXE)
Reverse share split. Every 5 shares held will become 1 share.
Effective date: 06 July 2017

July 06 2017
CAPSTONE TURBINE CORPORATION (CPST)
Reverse share split ratio and effective date yet to be announced.




July 04, 2017
CLASS ACTION ALLIED NEVADA GOLD CORP (XXANVGO)
Allied Nevada Gold Corp (XXANVGO) class action litigation has been settled. If you purchased or otherwise acquired the publicly traded common stock of Allied Nevada Gold Corp (XXANVGO) during the period from January 14, 2014 at 6.00 a.m. EST until January 14, 2014, 11.59 p.m. EST, you may be entitled to a payment from the class action settlement.

Please note that in order to participate in the settlement, you must satisfy certain eligibility requirements as detailed in the documents. If you satisfy the eligibility criteria and wish to recover from the settlement, you must submit a Proof of Claim form to the claims administrator no later than October 14, 2017.

You may obtain a copy of the Proof of Claim form/ Notice of Class Action and additional information regarding the class action settlement and the claims process at http://www.secchangfairfund.com/

This letter is sent to you for information purposes only. All submissions should be made directly to the claims administrator. Eligibility for recovery under the class action settlement shall be determined by the Claims Administrator pursuant to the terms of the distribution plan.

Should you require further information, kindly contact our Brokerage Hotline at +65 6333 3223.

For enquiries relating to more information regarding the claim settlement and forms, kindly contact the Claim Administrator at 1 866-933-8161.


July 04 2017
DIANA CONTAINERSHIPS INC (DCIX)
Reverse share split. Every 7 shares held will become 1 share.
Effective date: 05 July 2017

July 3 2017
DIANA CONTAINERSHIPS INC (DCIX)
Reverse share split ratio and effective date yet to be announced.

June 30 2017
AFRICA HYDROCARBONS INC (KNPRF)
Reverse share split. Every 20 shares held will become 1 share.
Effective date: 30 June 2017

June 30 2017
PROSHARES TRUST PSHS ULSHT SP500 (SDS)
Reverse share split. Every 4 shares held will become 1 share.
Effective date: 17 July 2017

June 30 2017
PROSHARES TRUST II ULTRA VIX SHT TRM FUTR ETF 2017 (UVXY)
Reverse share split. Every 4 shares held will become 1 share.
Effective date: 17 July 2017

June 30 2017
PROSHARES TRUST II VIX SHORT TERM FUTURES (VIXY)
Reverse share split. Every 4 shares held will become 1 share.
Effective date: 17 July 2017

June 30 2017
NOVOGEN LTD (NVGN)
Reverse share split ratio and effective date yet to be announced.

June 29 2017
PROSHARES TRUST PSHS ULSHT SP500 (SDS)
Reverse share split ratio and effective date yet to be announced.

June 29 2017
PROSHARES TRUST II ULTRA VIX SHT TRM FUTR ETF 2017 (UVXY)
Reverse share split ratio and effective date yet to be announced.

June 29 2017
PROSHARES TRUST II VIX SHORT TERM FUTURES (VIXY)
Reverse share split ratio and effective date yet to be announced.




June 29, 2017
CLASS ACTION FUQI INTERNATIONAL INC (FUQI)
Fuqi International Inc (FUQI) class action litigation has been settled. If you purchased or otherwise acquired the publicly traded common stock of Fuqi International Inc (FUQI) during the period from May 15, 2009 through March 27, 2011, inclusive, you may be entitled to a payment from the class action settlement.

Please note that in order to participate in the settlement, you must satisfy certain eligibility requirements as detailed in the documents. If you satisfy the eligibility criteria and wish to recover from the settlement, you must submit a Proof of Claim form to the claims administrator no later than November 24, 2017.

You may obtain a copy of the Proof of Claim form/ Notice of Class Action and additional information regarding the class action settlement and the claims process at http://www.fuqiclasssettlement.com/

This letter is sent to you for information purposes only. All submissions should be made directly to the claims administrator. Eligibility for recovery under the class action settlement shall be determined by the Claims Administrator pursuant to the terms of the distribution plan.

Should you require further information, kindly contact our Brokerage Hotline at +65 6333 3223.

For enquiries relating to more information regarding the claim settlement and forms, kindly contact the Claim Administrator at 877-351-0335.





June 29, 2017
CLASS ACTION ITC HLDGS CORP COM (ITC)
ITC Holdings Corp Com (ITC) class action litigation has been settled. If you purchased or otherwise acquired the publicly traded common stock of ITC Holdings Corp Com (ITC) during the period from February 9, 2016 through October 14, 2016, inclusive, you may be entitled to a payment from the class action settlement.

Please note that in order to participate in the settlement, you must satisfy certain eligibility requirements as detailed in the documents. If you satisfy the eligibility criteria and wish to recover from the settlement, you must submit a Proof of Claim form to the claims administrator no later than September 20, 2017.

You may obtain a copy of the Proof of Claim form/ Notice of Class Action and additional information regarding the class action settlement and the claims process at http://www.itcshareholderlitigation.com/

This letter is sent to you for information purposes only. All submissions should be made directly to the claims administrator. Eligibility for recovery under the class action settlement shall be determined by the Claims Administrator pursuant to the terms of the distribution plan.

Should you require further information, kindly contact our Brokerage Hotline at +65 6333 3223.

For enquiries relating to more information regarding the claim settlement and forms, kindly contact the Claim Administrator at 1-866-684-3790.


June 28 2017
ARGOS THERAPEUTICS INC (ARGS)
Reverse share split ratio and effective date yet to be announced.

June 27 2017
CALEDONIA MINING CORP PLC (CALVF)
Reverse share split. Every 100 shares held will become 1 share.
Effective date: 27 June 2017

June 27 2017
AXXESS PHARMA INC (AXXE)
Reverse share split. Every 20000 shares held will become 1 share.
Effective date: 27 June 2017

June 27 2017
HOLLYWALL ENTERTAINMENT INC (HWAL)
Reverse share split. Every 1 share held will become 0.0007 share.
Effective date: 27 June 2017

June 23 2017
TOP SHIPS INC (TOPS)
Reverse share split. Every 15 shares held will become 1 share.
Effective date: 23 June 2017




June 23, 2017
CLASS ACTION RAYONIER INC COM (RYN)
Rayonier Inc Com (RYN) class action litigation has been settled. If you purchased or otherwise acquired the publicly traded common stock of Rayonier Inc Com (RYN) during the period from October 26, 2010 through November 7, 2014, inclusive, you may be entitled to a payment from the class action settlement.

Please note that in order to participate in the settlement, you must satisfy certain eligibility requirements as detailed in the documents. If you satisfy the eligibility criteria and wish to recover from the settlement, you must submit a Proof of Claim form to the claims administrator no later than October 13, 2017.

You may obtain a copy of the Proof of Claim form/ Notice of Class Action and additional information regarding the class action settlement and the claims process at https://www.rayoniersecuritiessettlement.com/

This letter is sent to you for information purposes only. All submissions should be made directly to the claims administrator. Eligibility for recovery under the class action settlement shall be determined by the Claims Administrator pursuant to the terms of the distribution plan.

Should you require further information, kindly contact our Brokerage Hotline at +65 6333 3223.

For enquiries relating to more information regarding the claim settlement and forms, kindly contact the Claim Administrator at 1-844-308-9228.


June 22 2017
DRYSHIPS INC (DRYS)
Reverse share split. Every 5 shares held will become 1 share.
Effective date: 22 June 2017




June 22, 2017
CLASS ACTION CHINA MOBILE GAMES - ADR (CMGE)
China Mobile Games - ADR (CMGE) class action litigation has been settled. If you purchased or otherwise acquired the publicly traded common stock of China Mobile Games - ADR during the period from April 26, 2013 through January 14, 2015, inclusive, you may be entitled to a payment from the class action settlement.

Please note that in order to participate in the settlement, you must satisfy certain eligibility requirements as detailed in the documents. If you satisfy the eligibility criteria and wish to recover from the settlement, you must submit a Proof of Claim form to the claims administrator no later than October 21, 2017.

You may obtain a copy of the Proof of Claim form/ Notice of Class Action and additional information regarding the class action settlement and the claims process at http://www.strategicclaims.net/cmge/

This letter is sent to you for information purposes only. All submissions should be made directly to the claims administrator. Eligibility for recovery under the class action settlement shall be determined by the Claims Administrator pursuant to the terms of the distribution plan.

Should you require further information, kindly contact our Brokerage Hotline at +65 6333 3223.

For enquiries relating to more information regarding the claim settlement and forms, kindly contact the Claim Administrator at 866-274-4004.




June 21, 2017
CLASS ACTION LITIGATION FOR ROCKET FUEL INC COM (FUEL)
Rocket Fuel Inc Com (FUEL) class action litigation has been settled. If you purchased or otherwise acquired the publicly traded common stock of Rocket Fuel Inc Com during the period from September 20, 2013 through August 5, 2014, inclusive, you may be entitled to a payment from the class action settlement.

Please note that in order to participate in the settlement, you must satisfy certain eligibility requirements as detailed in the documents. If you satisfy the eligibility criteria and wish to recover from the settlement, you must submit a Proof of Claim form to the claims administrator no later than October 12, 2017.

You may obtain a copy of the Proof of Claim form/ Notice of Class Action and additional information regarding the class action settlement and the claims process at http://www.rocketfuelsecuritieslitigation.com/

This letter is sent to you for information purposes only. All submissions should be made directly to the claims administrator. Eligibility for recovery under the class action settlement shall be determined by the Claims Administrator pursuant to the terms of the distribution plan.

Should you require further information, kindly contact our Brokerage Hotline at +65 6333 3223.

For enquiries relating to more information regarding the claim settlement and forms, kindly contact the Claim Administrator at 866-905-8102.




June 20, 2017
CLASS ACTION LITIGATION FOR DS HEALTHCARE GROUP INC (DSKX)
DS Healthcare Group Inc (DSKX) class action litigation has been settled. If you purchased or otherwise acquired the publicly traded common stock of DS Healthcare Group Inc during the period from May 15, 2014 through April 3, 2016, inclusive, you may be entitled to a payment from the class action settlement.

Please note that in order to participate in the settlement, you must satisfy certain eligibility requirements as detailed in the documents. If you satisfy the eligibility criteria and wish to recover from the settlement, you must submit a Proof of Claim form to the claims administrator no later than August 15, 2017.

You may obtain a copy of the Proof of Claim form/ Notice of Class Action and additional information regarding the class action settlement and the claims process at www.strategicclaims.net/

This letter is sent to you for information purposes only. All submissions should be made directly to the claims administrator. Eligibility for recovery under the class action settlement shall be determined by the Claims Administrator pursuant to the terms of the distribution plan.

Should you require further information, kindly contact our Brokerage Hotline at +65 6333 3223.

For enquiries relating to more information regarding the claim settlement and forms, kindly contact the Claim Administrator at 866-274-4004.




June 20, 2017
CLASS ACTION LITIGATION FOR MANULIFE FINANCIAL CORP (MFC)
Manulife Financial Corp (MFC) class action litigation has been settled. If you purchased or otherwise acquired the publicly traded common stock of Manulife Financial Corp during the period from April 1, 2004 through February 12, 2009, inclusive, you may be entitled to a payment from the class action settlement.

Please note that in order to participate in the settlement, you must satisfy certain eligibility requirements as detailed in the documents. If you satisfy the eligibility criteria and wish to recover from the settlement, you must submit a Proof of Claim form to the claims administrator no later than October 9, 2017.

You may obtain a copy of the Proof of Claim form/ Notice of Class Action and additional information regarding the class action settlement and the claims process at www.manulifesettlement.com/

This letter is sent to you for information purposes only. All submissions should be made directly to the claims administrator. Eligibility for recovery under the class action settlement shall be determined by the Claims Administrator pursuant to the terms of the distribution plan.

Should you require further information, kindly contact our Brokerage Hotline at +65 6333 3223.

For enquiries relating to more information regarding the claim settlement and forms, kindly contact the Claim Administrator at 1-844-634-8911.

June 20 2017
MERRIMACK PHARMACEUTICALS INC (MACK)
Reverse share split ratio and effective date yet to be announced.

June 20 2017
RENNOVA HEALTH INC (RNVA)
Reverse share split ratio and effective date yet to be announced.

June 19 2017
TOP SHIPS INC (TOPS)
Reverse share split ratio and effective date yet to be announced.

June 19 2017
COBALT INTERNATIONAL ENERGY INC (CIE)
Reverse share split. Every 15 shares held will become 1 share.
Effective date: 19 June 2017

June 19 2017
ARENA PHARMACEUTICALS INC (ARNA)
Reverse share split. Every 10 shares held will become 1 share.
Effective date: 19 June 2017

June 16 2017
BIOSTAGE INC (BSTG)
Reverse share split ratio and effective date yet to be announced.

June 16 2017
ONCOGENEX PHARMACEUTICALS INC (OGXI)
Reverse share split ratio and effective date yet to be announced.

June 15 2017
CEL-SCI CORP (CVM)
Reverse share split. Every 25 shares held will become 1 share.
Effective date: 15 June 2017

June 15 2017
GOLD & SILVER MINING NEVADA INC (CJTF)
Reverse share split. Every 1 share held will become 0.001 shares.
Effective date: 15 June 2017

June 15 2017
CALEDONIA MINING CORP PLC (CALVF)
Reverse share split. Every 100 shares held will become 1 share.
Effective date yet to be announced.

June 13 2017
GALENA BIOPHARMA INC (GALE)
Reverse share split ratio and effective date yet to be announced.

June 08 2017
WESTELL TECHNOLOGIES (WSTL)
Reverse share split. Every 4 shares held will become 1 share.
Effective date: 08 June 2017

June 07 2017
BIOPHARMX CORPORATION (BPMX)
Reverse share split ratio and effective date yet to be announced.

June 06 2017
MARQUEE ENERGY LTD NEW (MQXDF)
Reverse share split ratio and effective date yet to be announced.

June 06 2017
OCEAN RIG UDW INC (KY) (ORIG)
Reverse share split ratio and effective date yet to be announced.

June 06 2017
AMYRIS INC (AMRS)
Reverse share split. Every 15 shares held will become 1 share.
Effective date: 06 June 2017

June 01 2017
MARATHON PATENT GROUP INC (MARA)
Reverse share split ratio and effective date yet to be announced.

May 31 2017
PEREGRINE PHARMACEUTICALS (PPHM)
Reverse share split ratio and effective date yet to be announced.

May 31 2017
AYTU BIOSCIENCE INC (AYTU)
Reverse share split ratio and effective date yet to be announced.

May 31 2017
SPHERE 3D CORP NEW (ANY)
Reverse share split ratio and effective date yet to be announced.

May 30 2017
YIELD10 BIOSCIENCE INC (YTEN)
Reverse share split. Every 10 shares held will become 1 share.
Effective date: 30 May 2017

May 26 2017
CELSION CORP (CLSN)
Reverse share split. Every 14 shares held will become 1 share.
Effective date: 30 May 2017

May 26 2017
XEROX CORP (XRX)
Reverse share split. Every 4 shares held will become 1 share.
Effective date: 14 June 2017

May 22 2017
NATIONAL GRID (NGG)
Reverse share split. Every 12 shares held will become 11 shares.
Effective date: 22 May 2017

May 22 2017
ARCELORMITTAL (MT)
Reverse share split. Every 3 shares held will become 1 share.
Effective date: 22 May 2017

May 22 2017
MAGNEGAS CORP (MNGA)
Reverse share split. Every 10 shares held will become 1 share.
Effective date: 22 May 2017

May 22 2017
SUPERVALU INC (SVU)
Reverse share split ratio and effective date yet to be announced.




May 17, 2017
CLASS ACTION LITIGATION FOR SALIX PHARMACEUTICALS LTD (SLXP)
Salix Pharmaceuticals Ltd (SLXP) class action litigation has been settled. If you purchased or otherwise acquired the publicly traded common stock of Salix Pharmaceuticals Ltd during the period from November 8, 2013 through November 6, 2014, inclusive, you may be entitled to a payment from the class action settlement.

Please note that in order to participate in the settlement, you must satisfy certain eligibility requirements as detailed in the documents. If you satisfy the eligibility criteria and wish to recover from the settlement, you must submit a Proof of Claim form to the claims administrator no later than August 9, 2017.

You may obtain a copy of the Proof of Claim form/ Notice of Class Action and additional information regarding the class action settlement and the claims process at https://www.salixsecuritieslitigation.com/

This letter is sent to you for information purposes only. All submissions should be made directly to the claims administrator. Eligibility for recovery under the class action settlement shall be determined by the Claims Administrator pursuant to the terms of the distribution plan.

Should you require further information, kindly contact our Brokerage Hotline at +65 6333 3223.

For enquiries relating to more information regarding the claim settlement and forms, kindly contact the Claim Administrator at 1-844-308-6864.




May 16 2017
TIMMINS GOLD CORP (TGD)
Reverse share split. Every 10 shares held will become 1 share.
Effective date: 16 May 2017

May 16 2017
REX ENERGY CORPORATION (REXX)
Reverse share split. Every 10 shares held will become 1 share.
Effective date: 15 May 2017




May 15 2017
CLASS ACTION LITIGATION FOR GERON CORP (GERN)
GERON CORP (GERN) class action litigation has been settled. If you purchased or otherwise acquired Geron Corporation Common Stock during the period from December 10, 2012 through March 11, 2014, inclusive, you may be entitled to a payment from the class action settlement.

Please note that in order to participate in the settlement; you must satisfy certain eligibility requirements as detailed in the documents. If you satisfy the eligibility criteria and wish to recover from the settlement, you must submit a Proof of Claim form to the claims administrator no later than July 11, 2017.

You may obtain a copy of the Proof of Claim Form/ Notice of Class Action and additional information regarding the class action settlement and the claims process at https://www.geroncorporationsecuritieslitigation.com/.

This letter is sent to you for information purposes only. All submissions should be made directly to the claims administrator. Eligibility for recovery under the class action settlement shall be determined by the Claims Administrator pursuant to the terms of the distribution plan.

Should you require further information, kindly contact our Brokerage Hotline at +65 6333 3223.

For enquiries relating to more information regarding the claim settlement and forms, kindly contact the Claim Administrator at 1-844-299-2263.




May 12 2017
NEUROMETRIX INC (NURO)
Reverse share split. Every 8 shares held will become 1 share.
Effective date: 12 May 2017




May 12, 2017
CLASS ACTION LITIGATION FOR TCP INTERNATIONAL HOLDINGS LTD (TCPI)
TCP International Holdings Ltd (TCPI) class action litigation has been settled. If you purchased or otherwise acquired the publicly traded common stock of TCP International Holdings Ltd during the period from June 26, 2014 through February 26, 2015, inclusive, you may be entitled to a payment from the class action settlement.

Please note that in order to participate in the settlement, you must satisfy certain eligibility requirements as detailed in the documents. If you satisfy the eligibility criteria and wish to recover from the settlement, you must submit a Proof of Claim form to the claims administrator no later than September 6, 2017.

You may obtain a copy of the Proof of Claim form/ Notice of Class Action and additional information regarding the class action settlement and the claims process at http://www.tcpisohalsecuritieslitigation.com/

This letter is sent to you for information purposes only. All submissions should be made directly to the claims administrator. Eligibility for recovery under the class action settlement shall be determined by the Claims Administrator pursuant to the terms of the distribution plan.

Should you require further information, kindly contact our Brokerage Hotline at +65 6333 3223.

For enquiries relating to more information regarding the claim settlement and forms, kindly contact the Claim Administrator at 1-866-680-5376.




May 11 2017
DRYSHIPS INC (DRYS)
Reverse share split. Every 7 shares held will become 1 share.
Effective date: 11 May 2017

May 11 2017
TOKAI PHARMACEUTIC INC (TKAI)
Reverse share split. Every 9 shares held will become 1 share.
Effective date: 11 May 2017

May 11 2017
TOP SHIPS INC (TOPS)
Reverse share split. Every 20 shares held will become 1 share.
Effective date: 11 May 2017

May 11 2017
GOLD & SILVER MINING NEVADA INC (CJTF)
Reverse share split ratio and effective date yet to be announced.

May 11 2017
NAVIDEA BIOPHARMACEUTICALS INC (NAVB)
Reverse share split ratio and effective date yet to be announced.

May 5 2017
REXAHN PHARMACEUTICALS INC (RNN)
Reverse share split. Every 10 shares held will become 1 share.
Effective date: 05 May 2017

May 5 2017
RUBICON TECHNOLOGY INC (RBCN)
Reverse share split. Every 10 shares held will become 1 share.
Effective date: 05 May 2017




May 04, 2017
CLASS ACTION LITIGATION FOR KBR INC (KBR)
KBR Inc (KBR) class action litigation has been settled. If you purchased or otherwise acquired the publicly traded common stock of KBR during the period from September 11, 2013 through July 30, 2014, inclusive, you may be entitled to a payment from the class action settlement.

Please note that in order to participate in the settlement, you must satisfy certain eligibility requirements as detailed in the documents. If you satisfy the eligibility criteria and wish to recover from the settlement, you must submit a Proof of Claim form to the claims administrator no later than August 19, 2017.

You may obtain a copy of the Proof of Claim form/ Notice of Class Action and additional information regarding the class action settlement and the claims process at https://www.kbrsecuritieslitigation.com/

This letter is sent to you for information purposes only. All submissions should be made directly to the claims administrator. Eligibility for recovery under the class action settlement shall be determined by the Claims Administrator pursuant to the terms of the distribution plan.

Should you require further information, kindly contact our Brokerage Hotline at +65 6333 3223.

For enquiries relating to more information regarding the claim settlement and forms, kindly contact the Claim Administrator at 1-844-685-5620.




May 04 2017
AMYRIS INC (AMRS)
Reverse share split ratio and effective date yet to be announced.

May 04 2017
ALLIQUA BIOMEDICAL INC (ALQA)
Reverse share split ratio and effective date yet to be announced.

May 3 2017
RXI PHARMACEUTICALS CORP (RXII)
Reverse share split ratio and effective date yet to be announced.

May 3 2017
COBALT INTERNATIONAL ENERGY INC (CIE)
Reverse share split ratio and effective date yet to be announced.

May 2 2017
DIREXION SHARES ETF TRUST DAILY GOLD MINERS INDEX BULL 3X SH (NUGT)
Reverse share split. Every 4 shares held will become 1 share.
Effective date: 01 May 2017

May 2 2017
DIREXION SHARES ETF TRUST DAILY JR GOLD MINERS INDEX BULL 3X (JNUG)
Reverse share split. Every 4 shares held will become 1 share.
Effective date: 01 May 2017

May 2 2017
DIREXION SHARES ETF TRUST DAILY S&P 500 BEAR 3X SHS (SPXS)
Reverse share split. Every 5 shares held will become 1 share.
Effective date: 01 May 2017

May 2 2017
DIREXION SHARES ETF TRUST DAILY SEMICONDUCTOR (SOXS)
Reverse share split. Every 5 shares held will become 1 share.
Effective date: 01 May 2017

May 2 2017
MDIREXION SHARES ETF TRUST DAILY JR GOLD MINERS INDEX BEAR (JDST)
Reverse share split. Every 4 shares held will become 1 share.
Effective date: 01 May 2017

May 2 2017
ANTHERA PHARMACEUTICALS INC (ANTH)
Reverse share split. Every 4 shares held will become 1 share.
Effective date: 01 May 2017

April 28 2017
MAST THERAPEUTICS INC (MSTX)
Reverse share split. Every 70 shares held will become 1 share.
Effective date: 28 April 2017.

April 25 2017
EXCO RES INC COM (XCO)
Reverse share split ratio and effective date yet to be announced.

April 25 2017
AMPLIPHI BIOSCIENCES CORPORATION (APHB)
Reverse share split. Every 10 shares held will become 1 share.
Effective date: 25 April 2017.

April 24 2017
XEROX CORP (XRX)
Reverse share split ratio and effective date yet to be announced.

April 24 2017
MOLECULIN BIOTECH INC (MBRX)
Reverse share split ratio and effective date yet to be announced.

April 24 2017
NATIONAL GRID (NGG)
Reverse share split ratio and effective date yet to be announced.




April 19, 2017
CLASS ACTION LITIGATION FOR DOLE FOOD COMPANY INC (DOLE)
Dole Food Company Inc (DOLE) class action litigation has been settled. If you have sold the common stock of Dole Food Company, Inc (i) during the period from January 2, 2013 through October 31, 2013, inclusive, or (ii) on November 1, 2013 where those shares were sold on the open market and were not held as of the closing of the Take-Private Transaction on that date, and who were damaged thereby, except for certain persons and entities who are excluded from the Settlement Class by definition (see paragraph 26 of the Notice) or who request exclusion pursuant to the instructions set forth in the Notice., you may be entitled to a payment from the class action settlement.

Please note that in order to participate in the settlement, you must satisfy certain eligibility requirements as detailed in the documents. If you satisfy the eligibility criteria and wish to recover from the settlement, you must submit a Proof of Claim form to the claims administrator no later than August 09, 2017.

You may obtain a copy of the Proof of Claim form/ Notice of Class Action and additional information regarding the class action settlement and the claims process at http://www.dolesecuritieslitigation.com/

This letter is sent to you for information purposes only. All submissions should be made directly to the claims administrator. Eligibility for recovery under the class action settlement shall be determined by the Claims Administrator pursuant to the terms of the distribution plan.

Should you require further information, kindly contact our Brokerage Hotline at +65 6333 3223.

For enquiries relating to more information regarding the claim settlement and forms, kindly contact the Claim Administrator at 1-844-730-4155.




April 19 2017
QUANTUM CORPORATION (QTM)
Reverse share split. Every 8 shares held will become 1 share.
Effective date: 19 April 2017.

April 19 2017
TIMMINS GOLD CORP (TGD)
Reverse share split ratio and effective date yet to be announced.

April 18 2017
AVEO PHARMACEUTICALS INC (AVEO)
Reverse share split ratio and effective date yet to be announced.

April 17 2017
ARENA PHARMACEUTICALS INC (ARNA)
Reverse share split ratio and effective date yet to be announced.

April 13 2017
MARINA BIOTECH INC (MRNA)
Reverse share split ratio and effective date yet to be announced.

April 13 2017
DELCATH SYS INC COM PAR $0.01 (DCTH)
Reverse share split ratio and effective date yet to be announced.

April 13 2017
IMMUNE PHARMACEUTICALS INC (IMNP)
Reverse share split. Every 20 shares held will become 1 share.
Effective date: 13 April 2017

April 12 2017
ORIGINCLEAR INC (OCLN)
Reverse share split. Every 35 shares held will become 1 share.
Effective date: 12 April 2017

April 12 2017
MAGNEGAS CORP (MNGA)
Reverse share split ratio and effective date yet to be announced.

April 12 2017
BELLATRIX EXPLORATION CONTRA (BXE)
Reverse share split ratio and effective date yet to be announced.




April 12, 2017
CLASS ACTION LITIGATION FOR FIREEYE INC (FEYE)
Fireeye Inc (FEYE) class action litigation has been settled. If you have purchased or otherwise acquired Fireeye Inc shares in Fireeys's March 6, 2014 secondary public offering and were damaged thereby, you may be entitled to a payment from the class action settlement.

Please note that in order to participate in the settlement, you must satisfy certain eligibility requirements as detailed in the documents. If you satisfy the eligibility criteria and wish to recover from the settlement, you must submit a Proof of Claim form to the claims administrator no later than July 08, 2017.

You may obtain a copy of the Proof of Claim form/ Notice of Class Action and additional information regarding the class action settlement and the claims process at www.FireEyeSecuritiesLitigation.com

This letter is sent to you for information purposes only. All submissions should be made directly to the claims administrator. Eligibility for recovery under the class action settlement shall be determined by the Claims Administrator pursuant to the terms of the distribution plan.

Should you require further information, kindly contact our Brokerage Hotline at +65 6333 3223.

For enquiries relating to more information regarding the claim settlement and forms, kindly contact the Claim Administrator at 1-844-330-1118.







April 12, 2017
CLASS ACTION LITIGATION FOR PTC INC (PTC)
PTC Inc (PTC) class action litigation has been settled. If you have purchased or otherwise acquired PTC Inc shares between the time period November 24, 2011 through July 29, 2015, inclusive, you may be entitled to a payment from the class action settlement.

Please note that in order to participate in the settlement, you must satisfy certain eligibility requirements as detailed in the documents. If you satisfy the eligibility criteria and wish to recover from the settlement, you must submit a Proof of Claim form to the claims administrator no later than May 30, 2017.

You may obtain a copy of the Proof of Claim form/ Notice of Class Action and additional information regarding the class action settlement and the claims process at www.strategicclaims.net

This letter is sent to you for information purposes only. All submissions should be made directly to the claims administrator. Eligibility for recovery under the class action settlement shall be determined by the Claims Administrator pursuant to the terms of the distribution plan.

Should you require further information, kindly contact our Brokerage Hotline at +65 6333 3223.

For enquiries relating to more information regarding the claim settlement and forms, kindly contact the Claim Administrator at 866-274-4004.




April 11 2017
DRYSHIPS INC (DRYS)
Reverse share split. Every 4 shares held will become 1 share.
Effective date: 11 April 2017

April 11 2017
ORIGINCLEAR INC (OCLN)
Reverse share split ratio and effective date yet to be announced.

April 10 2017
GREAT BASIN SCIENTIFIC INC (GBSN)
Reverse share split. Every 1 share held will become 0.0005 share.
Effective date: 10 April 2017

April 10 2017
DRYSHIPS INC (DRYS)
Reverse share split ratio and effective date yet to be announced.




APRIL 07 2017
CLASS ACTION ZYNGA INC (ZNGA)
ZYNGA INC (ZNGA) class action litigation has been settled. If you were a stockholder of Zynga who were subject to the Lockups on their Zynga shares, and were not permitted to sell shares in the Company's April 2012 Secondary Offering, including stockholders for whom the Lockups were waived, but who were barred from selling in or at the time of the Secondary Offering by Zynga's Blackout Policy, excluding (a) the Director Defendants, (b) any person, firm, trust, corporation, or other entity related to or affiliated with any Director Defendant (including Immediate Family members), and (c) persons who exercised the right to be excluded from the Class pursuant to the notice (the "Class Notice") mailed to Class Members in April 2016, you may be entitled to a payment from this class action settlement.

Please note that in order to participate in the settlement; you must satisfy certain eligibility requirements as detailed in the documents. If you satisfy the eligibility criteria and wish to recover from the settlement, you must submit a Proof of Claim form to the claims administrator no later than April 26, 2017.

You may obtain a copy of the Proof of Claim form/ Notice of Class Action and additional information regarding the class action settlement and the claims process at zyngalockupsettlement.com.

This letter is sent to you for information purposes only. All submissions should be made directly to the claims administrator. Eligibility for recovery under the class action settlement shall be determined by the Claims Administrator pursuant to the terms of the distribution plan.

Should you require further information, kindly contact our Brokerage Hotline at +65 6333 3223.

For enquiries relating to more information regarding the claim settlement and forms, kindly contact the Claim Administrator at toll free, (866)-274-4004.




APRIL 07 2017
STRATA SKIN SCIENCES INC (SSKN)
Reverse share split. Every 5 shares held will become 1 share.
Effective date: 07 April 2017




April 07 2017
CLASS ACTION MOLYCORP INC DELAWARE (MCPIQ)
MOLYCORP INC DELAWARE (MCPIQ) class action litigation has been settled. If you have purchased MOLYCORP INC DELAWARE common stock between the time period 07 February 2011 through 10 November 2011, inclusive, including all persons who purchased or acquired Molycorp common stock and/or Molycorp 5.50% Series A mandatory convertible preferred stock pursuant to the February 2011 offering, you may be entitled to a payment from the class action settlement.

Please note that in order to participate in the settlement; you must satisfy certain eligibility requirements as detailed in the documents. If you satisfy the eligibility criteria and wish to recover from the settlement, you must submit a Proof of Claim form to the claims administrator no later than June 14, 2017.

You may obtain a copy of the Proof of Claim form/ Notice of Class Action and additional information regarding the class action settlement and the claims process at www.molycorpincsecuritieslitigation.com.

This letter is sent to you for information purposes only. All submissions should be made directly to the claims administrator. Eligibility for recovery under the class action settlement shall be determined by the Claims Administrator pursuant to the terms of the distribution plan.

Should you require further information, kindly contact our Brokerage Hotline at +65 6333 3223.

For enquiries relating to more information regarding the claim settlement and forms, kindly contact the Claim Administrator at toll free (855) 730-8653.




April 06 2017
Williams Clayton Energy Inc (CWEI)
Noble Energy Inc (NBL) and CWEI have agreed to a merger, pursuant to which CWEI will become an indirect, wholly owned subsidiary of Noble.

Upon completion of the merger, each CWEI common share issued and outstanding immediately prior to the effective time will be cancelled and extinguished and automatically converted into the right to receive, at the election of the stockholder, but subject to proration, one of (i) 3.7222 Noble common shares (share election), (ii)(a) USD 34.75 in cash (subject to applicable withholding tax), without interest and (b) 2.7874 Noble common shares (mixed election), or (iii) USD 138.39 in cash (subject to applicable withholding tax), without interest (cash election).

The merger consideration is subject to proration so that the aggregate merger consideration paid in respect of all CWEI common shares and CWEI warrants consists of 75 pct Noble common shares and 25 pct cash, based on the closing sale price for the Noble common shares on January 12, 2017. Holders may elect to receive the share-election consideration, the mixed-election consideration, or the cash-election consideration. However, the ability to receive the merger consideration of the holder’s choice will depend on the elections of other CWEI stockholders.

The proration of the merger consideration payable to CWEI stockholders in the merger will not be known until Noble tallies the results of the elections made by CWEI stockholders, which will not occur until near or after the closing of the merger.

No fractional Noble common shares will be issued in the merger, and holders of CWEI common shares will, instead, receive cash in lieu of fractional Noble common shares, if any.

The merger is expected to be completed by April 25, 2017. Securities or holdings of securities may be subject to certain restrictions.







April 06 2017
MOL GLOBAL INC CO SPONSORED ADR (MOLGY)
ADR Termination: Mol Global Inc announced that it will terminate its ADR program effective May 01 2017. Per the terms of the ADRS, Citi will help facilitate the conversion of ADRS into local market shares should a holder elect to do so prior to the termination of the conversion privilege. The ADR to ordinary share ratio is 1:1.

If holders surrender ADRs for delivery of the underlying shares, holders must pay a cable fee of USD 17.50, a cancellation fee of up to USD 0.05 per ADS surrendered and any applicable U.S. or local taxes or governmental charges. Holders must have a valid open local account to receive the local shares. Participating holders should instruct a receive free transaction in the local market and provide Citi with their transaction or senders reference number.

There is currently no public trading market for the company's ordinary shares. Citi depositary may not be able to sell the shares or receive any value for the shares.

If holders do not surrender their ADRs and request delivery of the underlying issuer shares before the depositary attempts to sell those shares, holders will lose the right to receive those shares and instead will be entitled, upon subsequent surrender of their ADRs, to receive the net proceeds of sale of those shares. The date or dates on which the depositary will attempt to sell remaining deposited issuer shares has not been determined, but it will not be earlier than September 01 2017.

To obtain payment of the sale proceeds, holders will be subject to net of the expenses of sale, any applicable U.S. or local taxes or government charges and a cancellation fee of up to USD 0.05 per ADS.




April 06 2017
DOMINOVAS ENERGY CORPORATION (DNRG)
Reverse share split ratio and effective date yet to be announced.

April 06 2017
INTERCONTINENTAL HOTELS GROUP (IHG)
Reverse share split ratio and effective date yet to be announced.




April 05, 2017
CLASS ACTION LITIGATION FOR KALOBIOS PHARMACEUTICALS INC (KBIO)
Deadline to submit a Proof of Claim form to the claims administrator has been extended from April 6, 2017 to May 4, 2017.


April 04 2017
YIELD10 BIOSCIENCE INC (YTEN)
Reverse share split ratio and effective date yet to be announced.

April 3 2017
RUBICON TECHNOLOGY INC (RBCN)
Reverse share split ratio and effective date yet to be announced.

March 29 2017
AXXESS PHARMA INC (AXXED)
Reverse share split ratio and effective date yet to be announced.

March 29 2017
GREAT BASIN SCIENTIFIC INC (GBSN)
Reverse share split ratio and effective date yet to be announced.

March 28 2017
GAFISA SA (GFA)
Reverse share split. Every 1 share held will become 0.0742 shares.
Effective date: 28 March 2017

March 22 2017
REX ENERGY CORPORATION (REXX)
Reverse share split ratio and effective date yet to be announced.

March 22 2017
CELSION CORP (CLSN)
Reverse share split ratio and effective date yet to be announced.

March 21 2017
GAFISA SA (GFA)
Reverse share split ratio and effective date yet to be announced.

March 21 2017
CEL-SCI CORP(CVM)
Reverse share split ratio and effective date yet to be announced.

March 21 2017
CERULEAN PHARMA INC (CERU)
Reverse share split ratio and effective date yet to be announced.

March 21 2017
NEUROMETRIX INC (NURO)
Reverse share split ratio and effective date yet to be announced.

March 21 2017
QUANTUM MATLS CORP (QTMM)
Reverse share split ratio and effective date yet to be announced.

March 20 2017
CLEANTECH SOLUTIONS INTERNATIONAL (CLNT)
Reverse share split. Every 4 shares held will become 1 share.
Effective date: 20 March 2017

March 20 2017
MAST THERAPEUTICS INC (MSTX)
Reverse share split ratio and effective date yet to be announced.

March 20 2017
FUEL TECH INC (FTEK)
Reverse share split ratio and effective date yet to be announced.

March 20 2017
WESTELL TECHNOLOGIES (WSTL)
Reverse share split ratio and effective date yet to be announced.

March 17 2017
TONIX PHARMACEUTICALS HLDG CORP (TNXP)
Reverse share split. Every 10 shares held will become 1 share.
Effective date: 17 March 2017

March 17 2017
ROSETTA GENOMICS LTD (ROSG)
Reverse share split. Every 12 shares held will become 1 share.
Effective date: 17 March 2017

March 16 2017
CINTEL CORPORATION (CNCN)
Reverse share split. Every 1 share held will become 0.0002 shares.
Effective date: 16 March 2017

March 16 2017
GLOBAL X FUNDS GLOBAL X MSCI NIGERIA ETF (NGE)
Reverse share split. Every 4 shares held will become 1 share.
Effective date: 16 March 2017

March 16 2017
CREDIT SUISSE NASSAU VELOC 3X INVRS (09/02/32) NAT GAS ETN (DGAZ)
Reverse share split. Every 5 shares held will become 1 share.
Effective date: 16 March 2017

March 16 2017
CREDIT SUISSE NASSAU ETN VIX SHR TRM (TVIX)
Reverse share split. Every 10 shares held will become 1 share.
Effective date: 16 March 2017

March 16 2017
ROSETTA GENOMICS LTD(ROSG)
Reverse share split ratio and effective date yet to be announced.

March 14 2017
TONIX PHARMACEUTICALS HLDG CORP (TNXP)
Reverse share split. Every 10 shares held will become 1 share.
Effective date yet to be announced

March 14 2017
GENEREX BIOTECHNOLOGY CORP (GNBT)
Reverse share split. Every 1 share held will become 0.001 share.
Effective date: 14 March 2017

March 13 2017
FIBROCELL SCIENCE INC (FCSC)
Reverse share split. Every 3 shares held will become 1 share.
Effective date: 13 March 2017

March 13 2017
TOKAI PHARMACEUTIC INC (TKAI)
Reverse share split ratio and effective date yet to be announced.

March 13 2017
CREDIT SUISSE NASSAU ETN VIX SHR TRM 04/12/2030 (TVIX)
Reverse share split ratio and effective date yet to be announced.

March 13 2017
CREDIT SUISSE NASSAU VELOC 3X INVRS (03/02/32) NAT GAS ETN (DGAZ)
Reverse share split ratio and effective date yet to be announced.

March 09 2017
GLOBAL X MSCI NIGERIA ETF (NGE)
Reverse share split. Every 4 shares held will become 1 share.
Effective date yet to be announced

March 07 2017
WEE-CIG INTERNATIONAL CORPORATION (WCIG)
Reverse share split. Every 10 shares held will become 1 share.
Effective date: 07 March 2017

March 06 2017
FRONTIER COMMUNICATIONS CORPORATION (FTR)
Reverse share split ratio and effective date yet to be announced.

March 03 2017
MANNKIND CORP (MNKD)
Reverse share split. Every 5 shares held will become 1 share.
Effective date: 03 March 2017

March 03 2017
CLEANTECH SOLUTIONS INTERNATIONAL (CLNT)
Reverse share split ratio and effective date yet to be announced.

March 03 2017
DIREXION SHARES ETF TRUST DAILY GOLD MINERS INDEX BULL 3X SH (NUGT)
Reverse share split ratio and effective date yet to be announced.

March 03 2017
DIREXION SHARES ETF TRUST DAILY JR GOLD MINERS INDEX BULL 3X (JNUG)
Reverse share split ratio and effective date yet to be announced.

March 03 2017
DIREXION SHARES ETF TRUST DAILY S&P 500 BEAR 3X SHS (POST R/ (SPXS)
Reverse share split ratio and effective date yet to be announced.

March 03 2017
DIREXION SHARES ETF TRUST DAILY SEMICONDUCTOR (POST REV SPLI (SOXS)
Reverse share split ratio and effective date yet to be announced.

March 03 2017
DIREXION SHARES ETF TRUST DAILY JR GOLD MINERS INDEX BEAR (JDST)
Reverse share split ratio and effective date yet to be announced.

March 01 2017
DASAN ZHONE SOLUTIONS INC (DZSI)
Reverse share split. Every 5 shares held will become 1 share.
Effective date: 01 March 2017

March 01 2017
SYSOREX GLOBAL (SYRX)
Reverse share split. Every 15 shares held will become 1 share.
Effective date: 01 March 2017

February 27 2017
TEARLAB CORPORATION (TEAR)
Reverse share split. Every 10 shares held will become 1 share.
Effective date: 27 February 2017

February 27 2017
WHEELER REAL ESTATE INVT TR INC (WHLR)
Reverse share split ratio and effective date yet to be announced.




February 27, 2017
CLASS ACTION LITIGATION FOR KING DIGITAL ENTERTAINMENT PLC (KING)
King Digital Entertainment Plc (KING) class action litigation has been settled. If you have purchased or otherwise acquired King Digital Entertainment Plc shares between the time period March 26, 2014 through September 22, 2014, inclusive, you may be entitled to a payment from the class action settlement.

Please note that in order to participate in the settlement, you must satisfy certain eligibility requirements as detailed in the documents. If you satisfy the eligibility criteria and wish to recover from the settlement, you must submit a Proof of Claim form to the claims administrator no later than May 23, 2017.

You may obtain a copy of the Proof of Claim form/ Notice of Class Action and additional information regarding the class action settlement and the claims process at www.kingdigitalshareholdersettlement.com

This letter is sent to you for information purposes only. All submissions should be made directly to the claims administrator. Eligibility for recovery under the class action settlement shall be determined by the Claims Administrator pursuant to the terms of the distribution plan.

Should you require further information, kindly contact our Brokerage Hotline at +65 6333 3223.

For enquiries relating to more information regarding the claim settlement and forms, kindly contact the Claim Administrator at 1-866-664-1678.







February 27, 2017
CLASS ACTION LITIGATION FOR MOLYCORP INC DELAWARE (MCPIQ)
Molycorp Inc Delaware (MCPIQ) class action litigation has been settled. If you have purchased or otherwise acquired Molycorp Inc Delaware shares between the time period February 21, 2012 through October 15, 2013, inclusive, you may be entitled to a payment from the class action settlement.

Please note that in order to participate in the settlement, you must satisfy certain eligibility requirements as detailed in the documents. If you satisfy the eligibility criteria and wish to recover from the settlement, you must submit a Proof of Claim form to the claims administrator no later than May 18, 2017. You may obtain a copy of the Proof of Claim form/ Notice of Class Action and additional information regarding the class action settlement and the claims process at www.molycorpsecuritieslitigation.com

This letter is sent to you for information purposes only. All submissions should be made directly to the claims administrator. Eligibility for recovery under the class action settlement shall be determined by the Claims Administrator pursuant to the terms of the distribution plan.

Should you require further information, kindly contact our Brokerage Hotline at +65 6333 3223.

For enquiries relating to more information regarding the claim settlement and forms, kindly contact the Claim Administrator at (855)-306-1914.




February 23 2017
RENNOVA HEALTH INC (RNVA)
Reverse share split. Every 30 shares held will become 1 share.
Effective date: 23 February 2017

February 22 2017
IMATION CORP (IMN)
Reverse share split. Every 10 shares held will become 1 share.
Effective date: 22 February 2017

February 20 2017
TEARLAB CORPORATION (TEAR)
Reverse share split ratio yet to be announced.
Effective date: 27 February 2017

February 17 2017
REALBIZ MEDIA GROUP INC (RBIZ)
Reverse share split. Every 200 shares held will become 1 share.
Effective date: 21 February 2017

February 17 2017
DASAN ZHONE SOLUTIONS INC (DZSI)
Reverse share split ratio yet to be announced.
Effective date: 1 March 2017




February 16, 2017
CLASS ACTION LITIGATION FOR KALOBIOS PHARMACEUTICALS INC (KBIO)
Kalobios Pharmaceuticals Inc (KBIO) class action litigation has been settled. If you have purchased or otherwise acquired Kalobios Pharmaceuticals Inc shares between the time period November 18, 2015 through December 16, 2015, inclusive, you may be entitled to a payment from the class action settlement.

Please note that in order to participate in the settlement, you must satisfy certain eligibility requirements as detailed in the documents. If you satisfy the eligibility criteria and wish to recover from the settlement, you must submit a Proof of Claim form to the claims administrator no later than April 6, 2017.

You may obtain a copy of the Proof of Claim form/ Notice of Class Action and additional information regarding the class action settlement and the claims process at www.strategicclaims.net

This letter is sent to you for information purposes only. All submissions should be made directly to the claims administrator. Eligibility for recovery under the class action settlement shall be determined by the Claims Administrator pursuant to the terms of the distribution plan.

Should you require further information, kindly contact our Brokerage Hotline at +65 6333 3223.

For enquiries relating to more information regarding the claim settlement and forms, kindly contact the Claim Administrator at 866-274-4004.




February 15 2017
SIGMA LABS INC (SGLB)
Reverse share split. Every 2 shares held will become 1 share.
Effective date: 15 February 2017

February 15 2017
REXAHN PHARMACEUTICALS INC (RNN)
Reverse share split ratio and effective date yet to be announced.

February 14 2017
CLASS ACTION SIENTRA INC (SIEN)
SIENTRA INC (SIEN) class action litigation has been settled. If you have purchased SIENTRA INC common stock between the time period 14 May 2015 through 28 October 2015, inclusive, you may be entitled to a payment from the class action settlement.

Please note that in order to participate in the settlement; you must satisfy certain eligibility requirements as detailed in the documents. If you satisfy the eligibility criteria and wish to recover from the settlement, you must submit a Proof of Claim form to the claims administrator no later than May 8, 2017.

You may obtain a copy of the Proof of Claim form/ Notice of Class Action and additional information regarding the class action settlement and the claims process at www.sientrashareholderlitigation.com

This letter is sent to you for information purposes only. All submissions should be made directly to the claims administrator. Eligibility for recovery under the class action settlement shall be determined by the Claims Administrator pursuant to the terms of the distribution plan.

Should you require further information, kindly contact our Brokerage Hotline at +65 6333 3223.

For enquiries relating to more information regarding the claim settlement and forms, kindly contact the Claim Administrator at 1-866-801-6780.

February 13 2017
LIME ENERGY CO (LIME)
Reverse share split. Every 300 shares held will become 1 share.
Effective date: 13 February 2017

February 13 2017
CATALYST BIOSCIENCES INC (CBIO)
Reverse share split. Every 15 shares held will become 1 share.
Effective date: 13 February 2017

February 13 2017
SIGMA LABS INC (SGLB)
Reverse share split ratio and effective date yet to be announced.

February 13 2017
GENEREX BIOTECHNOLOGY CORP (GNBT)
Reverse share split ratio and effective date yet to be announced.

CLASS ACTION TILE SHOP HLDGS INC (TTS)
TILE SHOP HLDGS INC (TTS) class action litigation has been settled. If you have purchased TILE SHOP HLDGS INC common stock between the time period 22 August 2012 through 28 January 2014, inclusive, you may be entitled to a payment from the class action settlement.

Please note that in order to participate in the settlement; you must satisfy certain eligibility requirements as detailed in the documents. If you satisfy the eligibility criteria and wish to recover from the settlement, you must submit a Proof of Claim form to the claims administrator no later than May 3, 2017.

You may obtain a copy of the Proof of Claim form/ Notice of Class Action and additional information regarding the class action settlement and the claims process at www.tileshopsecuritiessettlement.com

This letter is sent to you for information purposes only. All submissions should be made directly to the claims administrator. Eligibility for recovery under the class action settlement shall be determined by the Claims Administrator pursuant to the terms of the distribution plan.

Should you require further information, kindly contact our Brokerage Hotline at +65 6333 3223.

For enquiries relating to more information regarding the claim settlement and forms, kindly contact the Claim Administrator at Toll Free (844) 330-1184.




February 10, 2017
CLASS ACTION LITIGATION FOR EZCORP INC (EZPW)
Ezcorp Inc (EZPW) class action litigation has been settled. If you have purchased Ezcorp Inc shares between the time period April 19, 2012 through October 6, 2014, inclusive, you may be entitled to a payment from the class action settlement.

Please note that in order to participate in the settlement, you must satisfy certain eligibility requirements as detailed in the documents. If you satisfy the eligibility criteria and wish to recover from the settlement, you must submit a Proof of Claim form to the claims administrator no later than May 19, 2017.

You may obtain a copy of the Proof of Claim form/ Notice of Class Action and additional information regarding the class action settlement and the claims process at http://www.ezcorpsecuritiessettlement.com/index

This letter is sent to you for information purposes only. All submissions should be made directly to the claims administrator. Eligibility for recovery under the class action settlement shall be determined by the Claims Administrator pursuant to the terms of the distribution plan.

Should you require further information, kindly contact our Brokerage Hotline at +65 6333 3223.

For enquiries relating to more information regarding the claim settlement and forms, kindly contact the Claim Administrator at 1-888-320-8169 (Toll-Free number).




February 10 2017
RENESOLA LTD (SOL)
Reverse share split. Every 5 shares held will become 1 share.
Effective date: 10 February 2017

February 10 2017
RENNOVA HEALTH INC (RNVA)
Reverse share split ratio yet to be announced.
Effective date: 23 February 2017

February 9 2017
STRATA SKIN SCIENCES INC (SSKN)
Reverse share split ratio and effective date yet to be announced.

February 8 2017
GREAT BASIN SCIENTIFIC INC (GBSN)
Reverse share split ratio and effective date yet to be announced.

February 8 2017
QUANTUM CORPORATION (QTM)
Reverse share split ratio and effective date yet to be announced.

February 7 2017
FREESEAS INC (FREEF)
Reverse share split. Every 1 share held will become 0.0002 shares.
Effective date: 7 February 2017

February 6 2017
RENREN INC (RENN)
Reverse share split. Every 5 shares held will become 1 share.
Effective date: 6 February 2017

February 6 2017
FREESEAS INC (FREE)
Reverse share split ratio and effective date yet to be announced.

February 3 2017
MANNKIND CORP (MNKD)
Reverse share split ratio and effective date yet to be announced.




February 3 2017
CLASS ACTION FIFTH STREET ASSET MGT INC (FSAM)
FIFTH STREET ASSET MGT INC (FSAM) class action litigation has been settled. If you have purchased FIFTH STREET ASSET MANAGEMENT INC common stock pursuant or traceable to the registration statement for FSAM’s initial public offering, which began on approximately October 30 2014 and were damaged thereby, you may be entitled to a payment from the class action settlement.

Please note that in order to participate in the settlement; you must satisfy certain eligibility requirements as detailed in the documents. If you satisfy the eligibility criteria and wish to recover from the settlement, you must submit a Proof of Claim form to the claims administrator no later than March 27, 2017.

You may obtain a copy of the Proof of Claim form/ Notice of Class Action and additional information regarding the class action settlement and the claims process at http://www.fsamsecuritieslitigation.com/.

This letter is sent to you for information purposes only. All submissions should be made directly to the claims administrator. Eligibility for recovery under the class action settlement shall be determined by the Claims Administrator pursuant to the terms of the distribution plan. Should you require further information, kindly contact our Brokerage Hotline at +65 6333 3223.

For enquiries relating to more information regarding the claim settlement and forms, kindly contact the Claim Administrator at 877-240-3531.




February 3 2017
CLASS ACTION FIFTH STREET FINANCE CORP (FSC)
FIFTH STREET FINANCE CORP (FSC) class action litigation has been settled. If you have purchased FIFTH STREET FINANCE CORP common stock between the time period July 7 2014 through February 6 2015, inclusive, you may be entitled to a payment from the class action settlement.

Please note that in order to participate in the settlement; you must satisfy certain eligibility requirements as detailed in the documents. If you satisfy the eligibility criteria and wish to recover from the settlement, you must submit a Proof of Claim form to the claims administrator no later than March 27, 2017.

You may obtain a copy of the Proof of Claim form/ Notice of Class Action and additional information regarding the class action settlement and the claims process at http://www.fscsecuritiessettlement.com/.

This letter is sent to you for information purposes only. All submissions should be made directly to the claims administrator. Eligibility for recovery under the class action settlement shall be determined by the Claims Administrator pursuant to the terms of the distribution plan.

Should you require further information, kindly contact our Brokerage Hotline at +65 6333 3223.

For enquiries relating to more information regarding the claim settlement and forms, kindly contact the Claim Administrator at 866-217-4461.




February 2 2017
QUANDRANT 4 SYS CORP (QFOR)
Reverse share split ratio and effective date yet to be announced.

February 2 2017
CIVEO CORP CDA (CVEO)
Reverse share split ratio and effective date yet to be announced.

February 1 2017
BOX SHIPS INC (TEU/TEUFF)
Reverse share split. Every 50 shares held will become 1 share.
Effective date: 31 January 2017

February 1 2017
FIBROCELL SCIENCE INC (FCSC)
Reverse share split ratio and effective date yet to be announced.

February 1 2017
RENESOLA LTD (SOL)
Reverse share split ratio and effective date yet to be announced.

January 27 2017
TOWERSTREAM CORPORATION (TWER)
Reverse share split ratio and effective date yet to be announced.

January 27 2017
LIME ENERGY CO (LIME)
Reverse share split ratio and effective date yet to be announced.

January 27 2017
UNIVERSAL TRAVEL GROUP (UTRA)
UNIVERSAL TRAVEL GROUP (UTRA) class action litigation has been settled. If you have purchased UNIVERSAL TRAVEL GROUP, Inc. common stock between the time period 12 March 2009 through 11 April 2011, inclusive, you may be entitled to a payment from the class action settlement.

Please note that in order to participate in the settlement; you must satisfy certain eligibility requirements as detailed in the documents. If you satisfy the eligibility criteria and wish to recover from the settlement, you must submit a Proof of Claim form to the claims administrator no later than March 18, 2017.

You may obtain a copy of the Proof of Claim form/ Notice of Class Action and additional information regarding the class action settlement and the claims process at http://www.strategicclaims.net/utg/.

This letter is sent to you for information purposes only. All submissions should be made directly to the claims administrator. Eligibility for recovery under the class action settlement shall be determined by the Claims Administrator pursuant to the terms of the distribution plan.

Should you require further information, kindly contact our Brokerage Hotline at +65 6333 3223.

For enquiries relating to more information regarding the claim settlement and forms, kindly contact the Claim Administrator at (866) 274-4004.


January 27 2017
QUIKSILVER, INC (ZQK)
QUIKSILVER, INC (ZQK) class action litigation has been settled. If you have purchased QUIKSILVER, INC, Inc. common stock between the time period 6 June 2014 through 26 March 2015, inclusive, you may be entitled to a payment from the class action settlement.

Please note that in order to participate in the settlement; you must satisfy certain eligibility requirements as detailed in the documents. If you satisfy the eligibility criteria and wish to recover from the settlement, you must submit a Proof of Claim form to the claims administrator no later than May 10, 2017.

You may obtain a copy of the Proof of Claim form/ Notice of Class Action and additional information regarding the class action settlement and the claims process at https://www.quiksilversecuritieslitigation.com/.

This letter is sent to you for information purposes only. All submissions should be made directly to the claims administrator. Eligibility for recovery under the class action settlement shall be determined by the Claims Administrator pursuant to the terms of the distribution plan.

Should you require further information, kindly contact our Brokerage Hotline at +65 6333 3223.

For enquiries relating to more information regarding the claim settlement and forms, kindly contact the Claim Administrator at toll-free 844-319-9621.

January 26 2017
REAL GOODS SOLAR INC (RGSE)
Reverse share split. Every 30 shares held will become 1 share.
Effective date: 26 January 2017

January 25 2017
PEREGRINE PHARMACEUTICALS (PPHM)
Reverse share split ratio and effective date yet to be announced.

January 25 2017
SYSOREX GLOBAL (SYRX)
Reverse share split ratio and effective date yet to be announced.

January 25 2017
QIAGEN NV (QGEN)
Reverse share split. Every 27 shares held will become 26 shares.
Effective date: 25 January 2017

January 24 2017
AXION POWER INTERNATIONAL INC (AXPW)
Reverse share split ratio and effective date yet to be announced.

January 23 2017
DRYSHIPS INC (DRYS)
Reverse share split. Every 8 shares held will become 1 share.
Effective date: 23 January 2017

January 23 2017
QIAGEN NV (QGEN)
Reverse share split. Every 1 share held will become 0.9629629 share.
Effective date yet to be announced

January 20 2017
DRYSHIPS INC (DRYS)
Reverse share split ratio and effective date yet to be announced.

January 19 2017
IMMUNE PHARMACEUTICALS INC (IMNP)
Reverse share split ratio and effective date yet to be announced.

January 18 2017
SUPPORT COM INC (SPRT)
Reverse share split. Every 3 shares held will become 1 share.
Effective date: 20 January 2017

January 13 2017
SUNSHINE HEART INC (SSH)
Reverse share split. Every 30 shares held will become 1 share.
Effective date: 13 January 2017


January 13 2017
CLASS ACTION CHINA FINANCE ONLINE CO (JRJC)
CHINA FINANCE ONLINE CO (JRJC) class action litigation has been settled. If you have purchased China Finance Online Co American Depositary Shares between the time period 29 April 2013 through 3 June 2015 inclusive, you may be entitled to a payment from the class action settlement.

Please note that in order to participate in the settlement; you must satisfy certain eligibility requirements as detailed in the documents. If you satisfy the eligibility criteria and wish to recover from the settlement, you must submit a Proof of Claim form to the claims administrator no later than March 3, 2017.

You may obtain a copy of the Proof of Claim form/ Notice of Class Action and additional information regarding the class action settlement and the claims process at http://www.strategicclaims.net/chinafinance/.

This letter is sent to you for information purposes only. All submissions should be made directly to the claims administrator. Eligibility for recovery under the class action settlement shall be determined by the Claims Administrator pursuant to the terms of the distribution plan.

Should you require further information, kindly contact our Brokerage Hotline at +65 6333 3223.

For enquiries relating to more information regarding the claim settlement and forms, kindly contact the Claim Administrator at 866-274-4004 (Toll-Free number).

January 12 2017
PROSHARES TRUST II ULTRA BLOOMBERG CRUDE OIL (UCO)
Reverse share split. Every 2 shares held will become 1 share.
Effective date: 12 January 2017

January 12 2017
PROSHARES TRUST ULTRASPRO SHORT QQQ (SQQQ)
Reverse share split. Every 4 shares held will become 1 share.
Effective date: 12 January 2017

January 12 2017
PROSHARES TRUST II ULTRA VIX SHORT TERM FUTURES (UVXY)
Reverse share split. Every 5 shares held will become 1 share.
Effective date: 12 January 2017

January 11 2017
DASAN ZHONE SOLUTIONS INC (DZSI)
Reverse share split ratio and effective date yet to be announced.

January 11 2017
INVENTERGY GLOBAL INC (INVT)
Reverse share split ratio and effective date yet to be announced.

January 11 2017
CLASS ACTION BP AMOCO PLC SPONS ADR (BP)
BP AMOCO PLC SPONS ADR (BP) class action litigation has been settled. If you have purchased BP American Depositary Shares (“ADSs”) between the time period 26 April 2010 through 28 May 2010, inclusive, you may be entitled to a payment from the class action settlement.

Please note that in order to participate in the settlement; you must satisfy certain eligibility requirements as detailed in the documents. If you satisfy the eligibility criteria and wish to recover from the settlement, you must submit a Proof of Claim form to the claims administrator no later than April 1, 2017.

You may obtain a copy of the Proof of Claim form/ Notice of Class Action and additional information regarding the class action settlement and the claims process at http://bpsecuritieslitigation.com.

This letter is sent to you for information purposes only. All submissions should be made directly to the claims administrator. Eligibility for recovery under the class action settlement shall be determined by the Claims Administrator pursuant to the terms of the distribution plan.

Should you require further information, kindly contact our Brokerage Hotline at +65 6333 3223.

For enquiries relating to more information regarding the claim settlement and forms, kindly contact the Claim Administrator at 866-778-9624.

January 11 2017
CLASS ACTION Barrett Business Services, Inc. (BBSI)
Barrett Business Services, Inc. (BBSI) class action litigation has been settled. If you have purchased Barrett common stock between the time period 12 February 2013 through 9 March 2016, inclusive, you may be entitled to a payment from the class action settlement.

Please note that in order to participate in the settlement; you must satisfy certain eligibility requirements as detailed in the documents. If you satisfy the eligibility criteria and wish to recover from the settlement, you must submit a Proof of Claim form to the claims administrator no later than March 21, 2017.

You may obtain a copy of the Proof of Claim form/ Notice of Class Action and additional information regarding the class action settlement and the claims process at http://www.barrettsecuritiessettlement.com/.

This letter is sent to you for information purposes only. All submissions should be made directly to the claims administrator. Eligibility for recovery under the class action settlement shall be determined by the Claims Administrator pursuant to the terms of the distribution plan.

Should you require further information, kindly contact our Brokerage Hotline at +65 6333 3223.

For enquiries relating to more information regarding the claim settlement and forms, kindly contact the Claim Administrator at 1-866-224-5076 (Toll Free).

January 9 2017
GOLDEN MATRIX GROUP INC (GMGI)
Reverse share split. Every 1 share held will become 0.0067 share.
Effective date: 9 January 2017

January 9 2017
NEURALSTEM INC (CUR)
Reverse share split. Every 13 shares held will become 1 share.
Effective date: 9 January 2017

January 4 2017
GEVO INC (GEVO)
Reverse share split. Every 20 shares held will become 1 share.
Effective date: 6 January 2017

January 03 2017
CTI BIOPHARMA CORP (CTIC)
Reverse share split. Every 10 shares held will become 1 share.
Effective date: 03 January 2017

January 03 2017
CATALYST BIOSCIENCES INC (CBIO)
Reverse share split ratio and effective date yet to be announced

December 30 2016
LPATH INC (LPTN)
Reverse share split. Every 11 shares held will become 2 shares.
Effective date: 30 December 2016

December 30 2016
REALBIZ MEDIA GROUP INC (RBIZ)
Reverse share split. Every 200 shares held will become 1 share.
Effective date: 20 January 2017

December 30 2016
JAYHAWK ENERGY INC (JYHW)
Reverse share split. Every 100 shares held will become 1 share.
Effective date yet to be announced

December 30 2016
CTI BIOPHARMA CORP (CTIC)
Reverse share split. Every 10 shares held will become 1 share.
Effective date yet to be announced

December 28 2016
ENTEROMEDICS INC (ETRM)
Reverse share split. Every 70 shares held will become 1 share.
Effective date: 28 December 2016

December 28 2016
GREAT BASIN SCIENTIFIC INC (GBSN)
Reverse share split. Every 1 share held will become 0.0033 share.
Effective date: 28 December 2016

December 28 2016
PROSHARES TRUST ULTRAPRO SHORT DOW30 (SDOW)
Reverse share split. Every 4 shares held will become 1 share.
Effective date: 12 January 2017

December 27 2016
SUNSHINE HEART INC (SSH)
Reverse share split ratio and effective date yet to be announced

December 27 2016
PROSHARES TRUST II ULTRA VIX SHORT TERM FUTR (UVXY)
Reverse share split ratio and effective date yet to be announced

December 27 2016
PROSHARES TRUST II ULTRA BLOOMBERG CRUDE OIL (UCO)
Reverse share split ratio and effective date yet to be announced

December 27 2016
AYTU BIOSCIENCE INC (AYTU)
Reverse share split ratio and effective date yet to be announced

December 23 2016
ENTEROMEDICS INC (ETRM)
Reverse share split ratio and effective date yet to be announced

December 22 2016
RUBICON MINERALS CORP (RBYCF)
Reverse share split. Every 1 share held will become 0.0062 share.
Effective date: 22 December 2016

December 21 2016
IREAL GOODS SOLAR INC (RGSE)
Reverse share split ratio and effective date yet to be announced

December 19 2016
NOVELION THERAPEUTICS INC (NVLN)
Reverse share split. Every 5 shares held will become 1 share.
Effective date: 19 December 2016

December 16 2016
XG TECHNOLOGY INC (XGTI)
Reverse share split. Every 10 shares held will become 1 share.
Effective date: 16 December 2016

December 15 2016
IMATION CORP (IMN)
Reverse share split ratio and effective date yet to be announced.

December 15 2016
INTERPACE DIAGNOSTICS GROUP INC (IDXG)
Reverse share split ratio and effective date yet to be announced.

December 14 2016
CTI BIOPHARMA CORP (CTIC)
Reverse share split ratio and effective date yet to be announced.

December 14 2016
TEARLAB CORPORATION (TEAR)
Reverse share split ratio and effective date yet to be announced.




December 14 2016
CLASS ACTION LENTUO INTERNATIONAL INC (LASLY)
LENTUO INTERNATIONAL INC (LASLY) class action litigation has reached a proposed settlement. If you have purchased LENTUO INTERNATIONAL INC American Depositary Shares (“ADSs”) between the time period 15 May 2014 through 9 March 2015, inclusive, you may be entitled to a payment from the class action settlement.

Please note that in order to participate in the settlement; you must satisfy certain eligibility requirements as detailed in the documents. If you satisfy the eligibility criteria and wish to recover from the settlement, you must submit a Proof of Claim form to the claims administrator no later than January 9, 2017.

You may obtain a copy of the Proof of Claim form/ Notice of Class Action and additional information regarding the class action settlement and the claims process at http://www.strategicclaims.net/lentuo/.

This letter is sent to you for information purposes only. All submissions should be made directly to the claims administrator. Eligibility for recovery under the class action settlement shall be determined by the Claims Administrator pursuant to the terms of the distribution plan.

Should you require further information, kindly contact our Brokerage Hotline at +65 6333 3223.

For enquiries relating to more information regarding the claim settlement and forms, kindly contact the Claim Administrator at 866-274-4004.




December 13 2016
XENITH BANKSHARES INC NEW (XBKS)
Reverse share split. Every 10 shares held will become 1 share.
Effective date: 13 December 2016

December 12 2016
NOVELION THEREPEUTICS INC COM (NVLN)
Reverse share split. Every 5 shares held will become 1 share.
Expected Effective date: 16 December 2016

December 12 2016
GOLDEN EAGLE INTERNATIONAL INC (MYNG)
Reverse share split ratio and effective date yet to be announced.

December 12 2016
TRIANGLE PETROLEUM CORPORATION (TPLM)
Reverse share split ratio and effective date yet to be announced.

December 09 2016
LIONS GATE ENTERTAINMENT CORP (LGF)
Reverse share split. Every 2 shares held will become 1 share.
Effective date: 09 December 2016

December 8 2016
HILTON WORLDWIDE HOLDINGS INC (HLT)
Reverse share split. Every 3 shares held will become 1 share.
Effective date: 3 January 2017

December 8 2016
LPATH INC (LPTN)
Reverse share split ratio and effective date yet to be announced.

December 8 2016
CYTODYN INC (CYDY)
Reverse share split ratio and effective date yet to be announced.

December 6 2016
GTX INC DEL COM (GTXI)
Reverse share split. Every 10 shares held will become 1 share.
Effective date: 6 December 2016

December 5 2016
COWEN GROUP INC (COWN)
Reverse share split. Every 4 shares held will become 1 share.
Effective date: 5 December 2016

December 5 2016
GTX INC DEL COM (GTXI)
Reverse share split ratio and effective date yet to be announced.

December 5 2016
MATEON THERAPEUTICS INC (MATN)
Reverse share split ratio and effective date yet to be announced.




December 02 2016
CLASS ACTION LITIGATION FOR DYNAVAX TECHNOLOGIES CORP (DVAX)
Dynavax Technologies Corp (DVAX) class action litigation has been settled. If you have purchased Dynavax Technologies Corp shares between the time period 26 April 2012 through 10 June 2013, inclusive, you may be entitled to a payment from the class action settlement.

Please note that in order to participate in the settlement, you must satisfy certain eligibility requirements as detailed in the documents. If you satisfy the eligibility criteria and wish to recover from the settlement, you must submit a Proof of Claim form to the claims administrator no later than 21 January 2017.

You may obtain a copy of the Proof of Claim form/ Notice of Class Action and additional information regarding the class action settlement and the claims process at http://www.dynavaxsecuritieslitigation.com/

This letter is sent to you for information purposes only. All submissions should be made directly to the claims administrator. Eligibility for recovery under the class action settlement shall be determined by the Claims Administrator pursuant to the terms of the distribution plan.

Should you require further information, kindly contact our Brokerage Hotline at +65 6333 3223.

For enquiries relating to more information regarding the claim settlement and forms, kindly contact the Claim Administrator at 1-855-907-3230 (Toll-Free number).




December 02 2016
CLASS ACTION LITIGATION FOR 500.COM LIMITED (WBAI)
500.Com Limited (WBAI) class action litigation has been settled. If you have purchased 500.Com Limited shares between the time period 22 November 2013 through 2 March 2015, inclusive, you may be entitled to a payment from the class action settlement.

Please note that in order to participate in the settlement, you must satisfy certain eligibility requirements as detailed in the documents. If you satisfy the eligibility criteria and wish to recover from the settlement, you must submit a Proof of Claim form to the claims administrator no later than 14 January 2017.

You may obtain a copy of the Proof of Claim form/ Notice of Class Action and additional information regarding the class action settlement and the claims process at http://www.rg2claims.com/500.com.html

This letter is sent to you for information purposes only. All submissions should be made directly to the claims administrator. Eligibility for recovery under the class action settlement shall be determined by the Claims Administrator pursuant to the terms of the distribution plan.

Should you require further information, kindly contact our Brokerage Hotline at +65 6333 3223.

For enquiries relating to more information regarding the claim settlement and forms, kindly contact the Claim Administrator at (866) 742-4955 (Toll-Free number).




December 2 2016
HEAT BIOLOGICS INC (HTBX)
Reverse share split ratio and effective date yet to be announced.

December 1 2016
CD INTERNATIONAL ENTERPRISES INC (CDII)
Reverse share split. Every 100 shares held will become 1 share.
Effective date: 1 December 2016

December 1 2016
GENVEC INC (GNVC)
Reverse share split. Every 10 shares held will become 1 share.
Effective date: 1 December 2016

December 1 2016
TERRA TECH CORP (TRTC)
Reverse share split ratio and effective date yet to be announced.

November 30 2016
XENITH BANKSHARES INC NEW (XBKS)
Reverse share split. Every 10 shares held will become 1 share.
Effective date yet to be announced.

November 30 2016
PEREGRINE PHARMACEUTICALS (PPHM)
Reverse share split ratio and effective date yet to be announced.

November 29 2016
CASCADIAN THERAPEUTICS INC (CASC)
Reverse share split. Every 6 shares held will become 1 share.
Effective date: 29 November 2016

November 29 2016
STEMCELLS INC (STEM)
Reverse share split. Every 9 shares held will become 1 share.
Effective date: 29 November 2016

November 29 2016
WAFERGEN BIO-SYSTEMS INC (WGBS)
Reverse share split. Every 5 shares held will become 1 share.
Effective date: 29 November 2016

November 28 2016
RENNOVA HEALTH INC (RNVA)
Reverse share split ratio and effective date yet to be announced.

November 28 2016
XG TECHNOLOGY INC (XGTI)
Reverse share split ratio and effective date yet to be announced.

November 28 2016
GREAT BASIN SCIENTIFIC INC (GBSN)
Reverse share split ratio and effective date yet to be announced.

November 28 2016
ENTEROMEDICS INC (ETRM)
Reverse share split ratio and effective date yet to be announced.

November 25 2016
COWEN GROUP INC CLASS A (COWN)
Reverse share split. Every 4 shares held will become 1 share.
Effective date: 2 December 2016

November 25 2016
SEMICONDUCTOR MANUFACTURING INTL CO (981)
Reverse share split. Every 10 shares held will become 1 share.
Effective date: 7 December 2016

November 25 2016
GENVEC INCORPORATED (GNVC)
Reverse share split ratio yet to be announced.
Effective date: 1 December 2016

November 25 2016
CASCADIAN THERAPEUTICS INC (CASC)
Reverse share split ratio and effective date yet to be announced.

November 25 2016
SUPPORT COM INC (SPRT)
Reverse share split ratio and effective date yet to be announced.

November 25 2016
COCRYSTAL PHARMA INC (COCP)
Reverse share split ratio and effective date yet to be announced.

November 25 2016
CAR CHARGING GROUP INC (CCGI)
Reverse share split ratio and effective date yet to be announced.

November 21 2016
IMMUNOCELLULAR THERAPEUTICS LTD (IMUC)
Reverse share split. Every 40 shares held will become 1 share.
Effective date: 21 November 2016

November 16 2016
PLAINS GP HOLDINGS LP (PAGP)
Reverse share split. Every 1 share held will become 0.3755 share.
Effective date: 16 November 2016

November 14 2016
GALENA BIOPHARMA INC (GALE)
Reverse share split. Every 20 shares held will become 1 share.
Effective date: 14 November 2016

November 7 2016
SIGNAL GENETICS INC (SGNL)
Reverse share split. Every 15 shares held will become 1 share.
Effective date: 7 November 2016

November 7 2016
ISHARES TRUST MSCI RUSSIA CAPPED ETF (ERUS)
Reverse share split. Every 2 shares held will become 1 share.
Effective date: 7 November 2016

November 7 2016
ISHARES INC MSCI ITALY CAPPED ETF (EWI)
Reverse share split. Every 2 shares held will become 1 share.
Effective date: 7 November 2016

November 7 2016
ISHARES INC MSCI JAPAN ETF (EWJ)
Reverse share split. Every 4 shares held will become 1 share.
Effective date: 7 November 2016

November 7 2016
ISHARES INC MSCI MALAYSIA (EWM)
Reverse share split. Every 4 shares held will become 1 share.
Effective date: 7 November 2016

November 7 2016
ISHARES INC MSCI SINGAPORE ETF (EWS)
Reverse share split. Every 2 shares held will become 1 share.
Effective date: 7 November 2016

November 7 2016
ISHARES INC MSCI TAIWAN ETF (EWT)
Reverse share split. Every 2 shares held will become 1 share.
Effective date: 7 November 2016

November 7 2016
ISHARES INC MSCI UNITED KINGDOM ETF (EWU)
Reverse share split. Every 2 shares held will become 1 share.
Effective date: 7 November 2016

November 7 2016
ISHARES INC MSCI GLBL MTL&MNG PRODU ETF (PICK)
Reverse share split. Every 2 shares held will become 1 share.
Effective date: 7 November 2016

November 7 2016
ISHARES TRUST MORTGAGE REAL EST CAP ETF (REM)
Reverse share split. Every 4 shares held will become 1 share.
Effective date: 7 November 2016

November 7 2016
ISHARES INC MSCI GLOBAL GOLD MINERS ETF (RING)
Reverse share split. Every 2 shares held will become 1 share.
Effective date: 7 November 2016

November 4 2016
BIODEL INC (BIOD)
Reverse share split. Every 30 shares held will become 1 share.
Effective date: 4 November 2016

November 4 2016
ECO BUILDING PRODUCTS INC (ECOB)
Reverse share split. Every 100 shares held will become 1 share.
Effective date: 4 November 2016

November 1 2016
DRYSHIPS INC (DRYS)
Reverse share split. Every 15 shares held will become 1 share.
Effective date: 1 November 2016

October 31 2016
TOPAZ RESOURCES INC (TOPZ)
Reverse share split. Every 1 share held will become 0.005 share.
Effective date: 31 October 2016

October 28 2016
SW INNOVATIVE HOLDINGS INC (SWHI)
Reverse share split. Every 1 share held will become 0.001 share.
Effective date: 28 October 2016

October 28 2016
SKYLINE MEDICAL INC (SKLN)
Reverse share split. Every 25 shares held will become 1 share.
Effective date: 28 October 2016

October 27 2016
YUMA ENERGY INC (YUMA)
Reverse share split. Every 20 shares held will become 1 share.
Effective date: 27 October 2016

October 27 2016
HONGLI CLEAN ENERGY TECH CORP (CETC)
Reverse share split. Every 10 shares held will become 1 share.
Effective date: 27 October 2016

October 24 2016
APRICUS BIOSCIENCES INC (APRI)
Reverse share split. Every 10 shares held will become 1 share.
Effective date: 24 October 2016




October 24 2016
CLASS ACTION LITIGATION FOR PROVECTUS BIOPHARMACEUTICALS INC (PVCT)
Provectus Biopharmaceuticals Inc (PVCT) class action litigation has been settled. If you have purchased or otherwise acquired Provectus Biopharmaceuticals Inc. shares during the period from 17 December 2013 through 22 May 2014, inclusive, you may be entitled to a payment from the class action settlement.

Please note that in order to participate in the settlement, you must satisfy certain eligibility requirements as detailed in the documents. If you satisfy the eligibility criteria and wish to recover from the settlement, you must submit a Proof of Claim form to the claims administrator no later than 25 November 2016.

You may obtain a copy of the Proof of Claim form/ Notice of Class Action and additional information regarding the class action settlement and the claims process at www.provectussecuritieslitigation.com

This letter is sent to you for information purposes only. All submissions should be made directly to the claims administrator. Eligibility for recovery under the class action settlement shall be determined by the claims administrator pursuant to the terms of the distribution plan.

Should you require further information for your transactions with Citibank, kindly contact our Brokerage Hotline at +65 6333 3223.

For enquiries relating to more information regarding the claim settlement and forms, kindly contact the Claim Administrator at 1-844-239-4898




October 24 2016
CLASS ACTION LITIGATION FOR CADIZ INC (CDZI)
Cadiz Inc (CDZI) class action litigation has been settled. If you have purchased Cadiz Inc shares between the time period 11 March 2014 through 9 October 2015, inclusive, you may be entitled to a payment from the class action settlement.

Please note that in order to participate in the settlement, you must satisfy certain eligibility requirements as detailed in the documents. If you satisfy the eligibility criteria and wish to recover from the settlement, you must submit a Proof of Claim form to the claims administrator no later than 14 December 2016.

You may obtain a copy of the Proof of Claim form/ Notice of Class Action and additional information regarding the class action settlement and the claims process at http://www.strategicclaims.net/cadiz/

This letter is sent to you for information purposes only. All submissions should be made directly to the claims administrator. Eligibility for recovery under the class action settlement shall be determined by the Claims Administrator pursuant to the terms of the distribution plan.

Should you require further information, kindly contact our Brokerage Hotline at +65 6333 3223.

For enquiries relating to more information regarding the claim settlement and forms, kindly contact the Claim Administrator at (866) 274-4004 (Toll-Free).




October 18 2016
XOMA CORP DEL (XOMA)
Reverse share split. Every 20 shares held will become 1 share.
Effective date: 18 October 2016

October 14 2016
PERNIX THERAPEUTICS HOLDINGS INC (PTX)
Reverse share split. Every 10 shares held will become 1 share.
Effective date: 14 October 2016

October 13 2016
CUMULUS MEDIA INC (CMLS)
Reverse share split. Every 8 share held will become 1 share.
Effective date: 13 October 2016

October 12 2016
DECISIONPOINT SYSTEMS INC (DPSI)
Reverse share split. Every 1 share held will become 0.002 share.
Effective date: 5 October 2016




October 11 2016
CLASS ACTION AMGEN INC (AMGN)
Amgen Inc (AMGN) class action litigation has been settled. If you have purchased Amgen Inc shares between the time period 22 April 2004 through 10 May 2007, inclusive, you may be entitled to a payment from the class action settlement.

Please note that in order to participate in the settlement, you must satisfy certain eligibility requirements as detailed in the documents. If you satisfy the eligibility criteria and wish to recover from the settlement, you must submit a Proof of Claim form to the claims administrator no later than 23 December 2016.

You may obtain a copy of the Proof of Claim form/ Notice of Class Action and additional information regarding the class action settlement and the claims process at www.amgensecuritieslitigation.com.

This letter is sent to you for information purposes only. All submissions should be made directly to the claims administrator. Eligibility for recovery under the class action settlement shall be determined by the Claims Administrator pursuant to the terms of the distribution plan.

Should you require further information, kindly contact our Brokerage Hotline at +65 6333 3223.

For enquiries relating to more information regarding the claim settlement and forms, kindly contact the Claim Administrator at 1-800-462-2317 (Toll-Free number).




October 11 2016
CLASS ACTION STERLING CHEMICALS INC (SCHI)
Sterling Chemicals Inc (SCHI) class action litigation has been settled. If you have purchased Sterling Chemicals Inc shares between the time period 22 June 2011 through 9 August 2011, inclusive, you may be entitled to a payment from the class action settlement.

Please note that in order to participate in the settlement, you must satisfy certain eligibility requirements as detailed in the documents. If you satisfy the eligibility criteria and wish to recover from the settlement, you must submit a Proof of Claim form to the claims administrator no later than 9 January 2017.

You may obtain a copy of the Proof of Claim form/ Notice of Class Action and additional information regarding the class action settlement and the claims process at https://www.sterlingchemicalssettlement.com/.

This letter is sent to you for information purposes only. All submissions should be made directly to the claims administrator. Eligibility for recovery under the class action settlement shall be determined by the Claims Administrator pursuant to the terms of the distribution plan.

Should you require further information, kindly contact our Brokerage Hotline at +65 6333 3223.

For enquiries relating to more information regarding the claim settlement and forms, kindly contact the Claim Administrator at 1-888-643-2170 (Toll-Free number).




October 11 2016
CLASS ACTION BANCORP INC DEL (TBBK)
Bancorp Inc Del (TBBK) class action litigation has been settled. If you have purchased Bancorp Inc Del shares between the time period 26 January 2011 through 26 June 2015,, inclusive, you may be entitled to a payment from the class action settlement.

Please note that in order to participate in the settlement, you must satisfy certain eligibility requirements as detailed in the documents. If you satisfy the eligibility criteria and wish to recover from the settlement, you must submit a Proof of Claim form to the claims administrator no later than 13 January 2017.

You may obtain a copy of the Proof of Claim form/ Notice of Class Action and additional information regarding the class action settlement and the claims process at http://www.bancorpsecuritieslitigation.com/.

This letter is sent to you for information purposes only. All submissions should be made directly to the claims administrator. Eligibility for recovery under the class action settlement shall be determined by the Claims Administrator pursuant to the terms of the distribution plan.

Should you require further information, kindly contact our Brokerage Hotline at +65 6333 3223.

For enquiries relating to more information regarding the claim settlement and forms, kindly contact the Claim Administrator at 1-888-264-1308 (Toll-Free number).




October 11 2016
CLASS ACTION PAIN THERAPEUTICS (PTIE)
Pain Therapeutics (PTIE) class action litigation has been settled. If you have purchased Pain Therapeutics shares between the time period 27 December 2010 through 26 June 2011, inclusive, you may be entitled to a payment from the class action settlement.

Please note that in order to participate in the settlement, you must satisfy certain eligibility requirements as detailed in the documents. If you satisfy the eligibility criteria and wish to recover from the settlement, you must submit a Proof of Claim form to the claims administrator no later than 16 January 2017.

You may obtain a copy of the Proof of Claim form/ Notice of Class Action and additional information regarding the class action settlement and the claims process at http://www.paintherapeuticslitigation.com/.

This letter is sent to you for information purposes only. All submissions should be made directly to the claims administrator. Eligibility for recovery under the class action settlement shall be determined by the Claims Administrator pursuant to the terms of the distribution plan.

Should you require further information, kindly contact our Brokerage Hotline at +65 6333 3223.

For enquiries relating to more information regarding the claim settlement and forms, kindly contact the Claim Administrator at 1-866-348-7651 (Toll-Free number).




October 11 2016
CLASS ACTION BANKRATE INC (RATE)
Bankrate Inc (RATE) class action litigation has been settled. If you have purchased Bankrate Inc shares between the time period 27 October 2011 through 9 October 2014, inclusive, you may be entitled to a payment from the class action settlement.

Please note that in order to participate in the settlement, you must satisfy certain eligibility requirements as detailed in the documents. If you satisfy the eligibility criteria and wish to recover from the settlement, you must submit a Proof of Claim form to the claims administrator no later than 21 January 2017.

You may obtain a copy of the Proof of Claim form/ Notice of Class Action and additional information regarding the class action settlement and the claims process at http://www.bankratesettlement.com/.

This letter is sent to you for information purposes only. All submissions should be made directly to the claims administrator. Eligibility for recovery under the class action settlement shall be determined by the Claims Administrator pursuant to the terms of the distribution plan.

Should you require further information, kindly contact our Brokerage Hotline at +65 6333 3223.

For enquiries relating to more information regarding the claim settlement and forms, kindly contact the Claim Administrator at 1-844-360-2773 (Toll-Free number).




October 11 2016
CLASS ACTION PFIZER INC (PFE)
Pfizer Inc (PFE) class action litigation has been settled. If you have purchased Pfizer Inc shares between the time period 31 October 2000 through 19 October 2005, inclusive, you may be entitled to a payment from the class action settlement.
Please note that in order to participate in the settlement, you must satisfy certain eligibility requirements as detailed in the documents. If you satisfy the eligibility criteria and wish to recover from the settlement, you must submit a Proof of Claim form to the claims administrator no later than 28 January 2017.
You may obtain a copy of the Proof of Claim form/ Notice of Class Action and additional information regarding the class action settlement and the claims process at http://www.pfizersecuritieslitigationsettlement.com/.
This letter is sent to you for information purposes only. All submissions should be made directly to the claims administrator. Eligibility for recovery under the class action settlement shall be determined by the Claims Administrator pursuant to the terms of the distribution plan.
Should you require further information, kindly contact our Brokerage Hotline at +65 6333 3223.
For enquiries relating to more information regarding the claim settlement and forms, kindly contact the Claim Administrator at 1-888-236-0464 (Toll-Free number).




October 10 2016
CLASS ACTION LITIGATION FOR BIOZOOM INC (BIZM)
Biozoom Inc (BIZM) class action litigation has been settled. If you have purchased Biozoom Inc shares between the time period 16 May 2013 through 25 June 2013, inclusive, you may be entitled to a payment from the class action settlement.

Please note that in order to participate in the settlement, you must satisfy certain eligibility requirements as detailed in the documents. If you satisfy the eligibility criteria and wish to recover from the settlement, you must submit a Proof of Claim form to the claims administrator no later than 31 October 2016.

You may obtain a copy of the Proof of Claim form/ Notice of Class Action and additional information regarding the class action settlement and the claims process at http://www.biozoomfairfund.com/

This letter is sent to you for information purposes only. All submissions should be made directly to the claims administrator. Eligibility for recovery under the class action settlement shall be determined by the Claims Administrator pursuant to the terms of the distribution plan.

Should you require further information, kindly contact our Brokerage Hotline at +65 6333 3223.

For enquiries relating to more information regarding the claim settlement and forms, kindly contact the Claim Administrator at 1-855-730-8647 (Toll-Free number).




October 10 2016
INSPIREMD INC (NSPR)
Reverse share split. Every 25 shares held will become 1 share.
Effective date: 10 October 2016

October 7 2016
SOLIGENIX INC (SNGX)
Reverse share split. Every 10 shares held will become 1 share.
Effective date: 7 October 2016

October 7 2016
INOLIFE TECHNOLOGIES INC (INOL)
Reverse share split. Every 30,000 shares held will become 1 share.
Effective date: 7 October 2016

October 6 2016
ALCOA INC COM (AA)
Reverse share split. Every 3 shares held will become 1 shares.
Effective date: 6 October 2016

October 4 2016
JAPAN STEEL WORKS (JPSWY)
Reverse share split. Every 5 shares held will become 4 shares.
Effective date: 3 October 2016




October 3 2016
CLASS ACTION LITIGATION FOR BANK OF AMERICA CORP (BAC)
Bank of America Corporation (BAC) class action litigation has been settled. If you have purchased Bank of America Corporation shares between the time period 27 February 2009 through 19 October 2010, inclusive, you may be entitled to a payment from the class action settlement.

Please note that in order to participate in the settlement, you must satisfy certain eligibility requirements as detailed in the documents. If you satisfy the eligibility criteria and wish to recover from the settlement, you must submit a Proof of Claim form to the claims administrator no later than 14 November 2016.

You may obtain a copy of the Proof of Claim form/ Notice of Class Action and additional information regarding the class action settlement and the claims process at http://www.boasecuritiessettlement.com

This letter is sent to you for information purposes only. All submissions should be made directly to the claims administrator. Eligibility for recovery under the class action settlement shall be determined by the Claims Administrator pursuant to the terms of the distribution plan.

Should you require further information, kindly contact our Brokerage Hotline at +65 6333 3223.

For enquiries relating to more information regarding the claim settlement and forms, kindly contact the Claim Administrator at 215-845-4405.




September 29 2016
BIOCEPT INC COM (BIOC)
Reverse share split. Every 3 shares held will become 1 share.
Effective date: 29 September 2016

September 16 2016
FUNCTIONX INC NEW (FNCX)
Reverse share split. Every 20 shares held will become 1 share.
Effective date: 16 September 2016

September 16 2016
GREAT BASIN SCIENTIFIC INC (GBSN)
Reverse share split. Every 80 shares held will become 1 share.
Effective date: 16 September 2016

September 09 2016
HALCON RES CORP (HK)
Reverse share split. Every 1 share held will become 0.0295 share.
Effective date: 12 September 2016

September 08 2016
SUNESIS PHARMACEUTICALS INC (SNSS)
Reverse share split. Every 6 shares held will become 1 share.
Effective date: 08 September 2016

September 06 2016
TYCO INTERNATIONAL PLC (TYC)
Reverse share split. Every 1 share held will become 0.955 share.
Effective date: 06 September 2016

August 29 2016
HEMISPHERX BIOPHARMA INC (HEB)
Reverse share split. Every 12 shares held will become 1 share.
Effective date: 29 August 2016

August 26 2016
ATOSSA GENETICS INC (ATOS)
Reverse share split. Every 15 shares held will become 1 share.
Effective date: 26 August 2016

August 25 2016
ALPHATEC HLDGS INC (ATEC)
Reverse share split. Every 12 shares held will become 1 share.
Effective date: 25 August 2016

August 25 2016
DIREXION SHARES ETF TRUST DAILY GOLD MINERS IDX 3X SHS (DUST)
Reverse share split. Every 5 shares held will become 1 share.
Effective date: 25 August 2016

August 25 2016
DIREXION SHARES ETF TRUST DAILY JR GOLD MINERS INDEX BEAR (JDST)
Reverse share split. Every 5 shares held will become 1 share.
Effective date: 25 August 2016

August 23 2016
MAXCOM TELECOMUNICACIONES SA DE CV
Reverse share split. Every 2 shares held will become 1 share.
Effective date: 23 August 2016

August 19 2016
CHINANET ONLINE HOLDINGS INC (CNET)
Reverse share split. Every 5 shares held will become 2 shares.
Effective date: 19 August 2016

August 17 2016
MABVAX THERAPEUTICS HOLDINGS INC (MBVX)
Reverse share split. Every 37 shares held will become 5 shares.
Effective date: 17 August 2016

August 15 2016
DRYSHIPS INC (DRYS)
Reverse share split. Every 4 shares held will become 1 share.
Effective date: 15 August 2016

August 11 2016
QUEST RESOURCE HOLDING CORP (QRHC)
Reverse share split. Every 8 shares held will become 1 share.
Effective date: 11 August 2016

August 8 2016
INCAPTA INC (INCT)
Reverse share split. Every 19000 shares held will become 1 share.
Effective date: 8 August 2016

August 8 2016
BARCLAYS BANK PLC IPATH S&P 500 (VXX)
Reverse share split. Every 4 shares held will become 1 share.
Effective date: 9 August 2016

August 8 2016
CREDIT SUISSE NASSAU ETN VIX SHR-TR (TVIX)
Reverse share split. Every 25 shares held will become 1 share.
Effective date: 9 August 2016

August 5 2016
EAGLE BULK SHIPPING INC (EGLE)
Reverse share split. Every 20 shares held will become 1 share.
Effective date: 5 August 2016

August 1 2016
GOLDEN OCEAN GROUP LTD (GOGL)
Reverse share split. Every 5 shares held will become 1 share.
Effective date: 1 August 2016

August 1 2016
COMSTOCK RESOURCES INC (CRK)
Reverse share split. Every 5 shares held will become 1 share.
Effective date: 1 August 2016

July 27 2016
SAEXPLORATION HLDGS INC (SAEX)
Reverse share split. Every 1 share held will become 0.0074 share.
Effective date: 27 July 2016

July 28 2016
CALADRIUS BIOSCIENCES INC (CLBS)
Reverse share split. Every 10 shares held will become 1 share.
Effective date: 28 July 2016

July 25 2016
SYNTA PHARMACEUTICALS CORP (SNTA)
Reverse share split. Every 35 shares held will become 1 share.
Effective date: 25 July 2016

July 25 2016
CLEAN DIESEL TECHNOLOGIES INC (CDTI)
Reverse share split. Every 5 shares held will become 1 share.
Effective date: 25 July 2016

July 25 2016
PROSHARES TRUST II VIX SHORT TERM FUTURES ETF NEW (VIXY)
Reverse share split. Every 5 shares held will become 1 share.
Effective date: 25 July 2016

July 25 2016
PROSHARES TRUST II ULTRA VIX SHORT TERM FUTURES (UVXY)
Reverse share split. Every 5 shares held will become 1 share.
Effective date: 25 July 2016

July 22 2016
PINETREE CAPITAL LTD (PNPFF)
Reverse share split. Every 100 shares held will become 1 share.
Effective date: 22 July 2016

July 22 2016
SIMLATUS CORPORATION (SIML)
Reverse share split. Every 1 share held will become 0.001 share.
Effective date: 22 July 2016

July 21 2016
DELCATH SYSTEMS INC (DCTH)
Reverse share split. Every 16 shares held will become 1 share.
Effective date: 21 July 2016

July 20 2016
LIGHTBRIDGE CORPORATION (LTBR)
Reverse share split. Every 5 shares held will become 1 share.
Effective date: 20 July 2016

July 20 2016
CGG SPONSORED ADR (CGG)
Reverse share split. Every 32 shares held will become 1 share.
Effective date: 20 July 2016

July 19 2016
SUPERCONDUCTOR TECHNOLOGIES (SCON)
Reverse share split. Every 15 shares held will become 1 share.
Effective date: 19 July 2016

July 15 2016
AXION POWER INTERNATIONAL INC
Reverse share split. Every 1 share held will become 0.0025 share.
Effective date: 15 July 2016

July 12 2016
NANOTECH ENTERTAINMENT INC (NTEK)
Reverse share split. Every 1 share held will become 0.0398 share.
Effective date: 13 July 2016

July 12 2016
OREXIGEN THERAPEUTICS INC (OREX)
Reverse share split. Every 10 shares held will become 1 share.
Effective date: 12 July 2016

July 08 2016
EMMIS COMMUNICATIONS CORP
Reverse share split. Every 4 shares held will become 1 share.
Effective date: 08 July 2016

July 7 2016
HERTZ GLOBAL HOLDINGS INC (HTZ)
Reverse share split. Every 1 share held will become 0.066667 share.
Effective date: 1 July 2016

July 6 2016
VIOLIN MEMORY INC (VMEM)
Reverse share split. Every 4 shares held will become 1 share.
Effective date: 6 July 2016

July 01 2016
AYTU BIOSCIENCE INC
Reverse share split. Every 12 shares held will become 1 share.
Effective date: 01 July 2016

June 28 2016
CD INTERNATIONAL ENTERPRISES INC
Reverse share split. Every 1 share held will become 0.005 share.
Effective date: 28 June 2016

June 27 2016
OCULUS INNOVATIVE SCIENCES INC
Reverse share split. Every 5 shares held will become 1 share.
Effective date: 27 June 2016

June 24 2016
PROSHARES TRUST PSHS SHRT S&P500 (SH)
Reverse share split. Every 2 shares held will become 1 share.
Effective date: 24 June 2016

June 22 2016
U.S.ENERGY CORP
Reverse share split. Every 6 shares held will become 1 share.
Effective date: 22 June 2016

June 21 2016
XG TECHNOLOGY INC
Reverse share split. Every 12 shares held will become 1 share.
Effective date: 21 June 2016

June 20 2016
CROSSROADS SYSTEMS INC
Reverse share split. Every 20 shares held will become 1 share.
Effective date: 20 June 2016

June 20 2016
STAR BULK CARRIERS CORP
Reverse share split. Every 5 shares held will become 1 share.
Effective date: 20 June 2016

June 13 2016
LPATH INC
Reverse share split. Every 14 shares held will become 1 share.
Effective date: 13 June 2016

June 13 2016
STONE ENERGY CORP
Reverse share split. Every 10 shares held will become 1 share.
Effective date: 13 June 2016

June 9 2016
DIANA CONTAINERSHIPS INC
Reverse share split. Every 8 shares held will become 1 share.
Effective date: 9 June 2016

June 7 2016
MCCLATCHY CO
Reverse share split. Every 10 shares held will become 1 share.
Effective date: 7 June 2016

June 7 2016
OLEO E GAS PARTICIPACOES SA
Reverse share split. Every 100 shares held will become 1 share.
Effective date: 7 June 2016

June 2 2016
REAL GOODS SOLAR INC
Reverse share split. Every 20 shares held will become 1 share.
Effective date: 2 June 2016

June 2 2016
ASCENT SOLAR TECHNOLOGIES INC
Reverse share split. Every 20 shares held will become 1 share.
Effective date: 2 June 2016

June 2 2016
EPAZZ INC
Reverse share split. Every 1 share held will become 0.0004 share.
Effective date: 2 June 2016

June 1 2016
ONCONOVA THERAPEUTICS INC
Reverse share split. Every 10 shares held will become 1 share.
Effective date: 1 June 2016

June 1 2016
CALIFORNIA RESOURCES CORP
Reverse share split. Every 10 shares held will become 1 share.
Effective date: 1 June 2016

May 31 2016
CYCLACEL PHARMA IN
Reverse share split. Every 12 shares held will become 1 share.
Effective date: 31 May 2016

May 27 2016
VICAL INC
Reverse share split. Every 10 shares held will become 1 share.
Effective date: 27 May 2016

May 26 2016
INCEPTION MINING INC
Reverse share split. Every 11 shares held will become 2 shares.
Effective date: 26 May 2016

May 26 2016
CHINA RECYCLING ENERGY CORP
Reverse share split. Every 10 shares held will become 1 share.
Effective date: 26 May 2016

May 25 2016
NET ELEMENT INC
Reverse share split. Every 10 shares held will become 1 share.
Effective date: 25 May 2016

May 19 2016
PETROQUEST ENERGY INC
Reverse share split. Every 4 shares held will become 1 share.
Effective date: 19 May 2016

May 18 2016
DIREXION SHARES ETF TRUST DAILY GOLD MINERS INDEX BEAR 3X SH
Reverse share split. Every 10 shares held will become 1 share.
Effective date: 18 May 2016

May 18 2016
DIREXION SHARES ETF TRUST DAILY JR GOLD MINERS IDX BEAR 3X S
Reverse share split. Every 10 shares held will become 1 share.
Effective date: 18 May 2016

May 12 2016
CYTORI THERAPEUTICS INC
Reverse share split. Every 15 shares held will become 1 share.
Effective date: 12 May 2016

May 10 2016
CINEDIGM CORPORATION
Reverse share split. Every 10 shares held will become 1 share.
Effective date: 10 May 2016

May 09 2016
INTERCONTINENTAL HOTELS GROUP
Reverse share split. Every 6 shares held will become 5 shares.
Effective date: 09 May 2016

May 09 2016
STEMCELLS INC
Reverse share split. Every 12 shares held will become 1 share.
Effective date: 09 May 2016

April 29 2016
FIRST TRUST PORTFOLIOS FIRST TRUST ISE REVERE NATURAL GAS
Reverse share split. Every 5 shares held will become 1 share.
Effective date: 02 May 2016

April 21 2016
CARBON SCIENCES INC (CABN)
Reverse share split. Every 10 shares held will become 1 share.
Effective date: 21 April 2016

April 18 2016
SEMILEDS CORPORATION (LEDS)
Reverse share split. Every 10 shares held will become 1 share.
Effective date: 18 April 2016

April 18 2016
RXI PHARMACEUTICALS CORP (RXII)
Reverse share split. Every 10 shares held will become 1 share.
Effective date: 18 April 2016

April 18 2016
SPEED COMM INC (SPDC)
Reverse share split. Every 16 shares held will become 1 share.
Effective date: 18 April 2016

April 14 2016
FREESEAS INC
Reverse share split. Every 1 shares held will become 0.005 share.
Effective date: 14 April 2016

April 7 2016
SOURCE GOLD CORP
Reverse share split. Every 1 share held will become 0.000667 share.
Effective date: 7 April 2016

March 31 2016
VENAXIS INC
Reverse share split. Every 8 shares held will become 1 share.
Effective date: 31 March 2016

March 31 2016
GREAT BASIN SCIENTIFIC INC
Reverse share split. Every 35 shares held will become 1 share.
Effective date: 31 March 2016

March 24 2016
PRANA BIOTECHNOLOGY
Reverse share split. Every 6 shares held will become 1 share.
Effective date: 24 March 2016

March 24 2016
DIREXION SHARES ETF TRUST DAILY S&P OIL&GAS EXP&PRD BULL 3X
Reverse share split. Every 10 shares held will become 1 share.
Effective date: 24 March 2016

March 24 2016
DIREXION SHARES ETF TRUST DAILY NAT GAS RELATED BULL 3X SHS NEW
Reverse share split. Every 10 shares held will become 1 share.
Effective date: 24 March 2016

March 24 2016
DIREXION SHARES ETF TRUST INDIA BULL 3X SHS
Reverse share split. Every 4 shares held will become 1 share.
Effective date: 24 March 2016

March 24 2016
DIREXION SHARES ETF TRUST DIREXION DAILY S&P BIOTECH BULL 3X
Reverse share split. Every 4 shares held will become 1 share.
Effective date: 24 March 2016

March 24 2016
DIREXION SHARES ETF TRUST DAILY BRAZIL BULL 3X
Reverse share split. Every 4 shares held will become 1 share.
Effective date: 24 March 2016

March 24 2016
DIREXION SHARES ETF TRUST DAILY LATIN AMER BULL
Reverse share split. Every 4 shares held will become 1 share.
Effective date: 24 March 2016

March 24 2016
DIREXION SHARES ETF TRUST DAILY EMERGING MKT BULL 3X NEW
Reverse share split. Every 4 shares held will become 1 share.
Effective date: 24 March 2016

March 24 2016
DIREXION SHARES ETF TRUST DAILY RUSSIA BULL
Reverse share split. Every 4 shares held will become 1 share.
Effective date: 24 March 2016

March 23 2016
CELLADON CORPORATION
Reverse share split. Every 15 shares held will become 1 share.
Effective date: 23 March 2016

March 17 2016
SIGMA LABS INC
Reverse share split. Every 100 shares held will become 1 share.
Effective date: 17 March 2016

March 14 2016
CREDIT SUISSE NASSAU VELOCITY SHS 3X LONG NAT GAS ETN (UGAZ)
Reverse share split. Every 25 shares held will become 1 share.
Effective date: 14 March 2016

March 14 2016
CREDIT SUISSE NASSAU VELOC 3X LNG CRUDE OIL ETN (UWTI)
Reverse share split. Every 10 shares held will become 1 share.
Effective date: 14 March 2016

March 11 2016
DRYSHIPS INC
Reverse share split. Every 25 shares held will become 1 share.
Effective date: 11 March 2016

March 9 2016
LINC ENERGY LTD
Reverse share split. Every 6 shares held will become 1 share.
Effective date: 8 March 2016

March 9 2016
AXXESS PHARMA INC
Reverse share split. Every 1 share held will become 0.0004 share.
Effective date: 8 March 2016

March 8 2016
URANIUM RESOURCES INC
Reverse share split. Every 12 shares held will become 1 share.
Effective date: 8 March 2016

March 7 2016
CESCA THERAPEUTICS INC
Reverse share split. Every 20 shares held will become 1 share.
Effective date: 7 March 2016

March 4 2016
NEW LEAD HOLDINGS LTD
Reverse share split. Every 1 share held will become 0.0033333 share.
Effective date: 4 March 2016

March 4 2016
SPHERIX INC
Reverse share split. Every 19 shares held will become 1 share.
Effective date: 4 March 2016

March 1 2016
CHINA TECHFAITH WIRELESS COM
Reverse share split. Every 5 shares held will become 1 share.
Effective date: 1 March 2016

March 1 2016
GOLD & SILVER MINING NEVADA INC
Reverse share split. Every 1 share held will become 0.0005 share.
Effective date: 1 March 2016

March 1 2016
PARAGON SHIPPING INC
Reverse share split. Every 38 shares held will become 1 share.
Effective date: 1 March 2016

February 26 2016
GOL LINHAS AEREAS INTELIGENTES SA
Reverse share split. Every 10 shares held will become 1 share.
Effective date: 26 February 2016

February 22 2016
TOP SHIPS INC
Reverse share split. Every 10 shares held will become 1 share.
Effective date: 22 February 2016

February 17 2016
CARDICA INC
Reverse share split. Every 10 shares held will become 1 share.
Effective date: 17 February 2016

February 05 2016
ION GEOPHYSICAL CORPORATION
Reverse share split. Every 15 shares held will become 1 share.
Effective date: 05 February 2016

February 04 2016
DRAGONWAVE INC
Reverse share split. Every 25 shares held will become 1 share.
Effective date: 04 February 2016

February 03 2016
FRONTLINE LTD
Reverse share split. Every 5 shares held will become 1 share.
Effective date: 03 February 2016

February 01 2016
OI SA
Reverse share split. Every 5 shares held will become 1 share.
Effective date: 1 February 2016

February 01 2016
COMBIMATRIX CORPORATION
Reverse share split. Every 15 shares held will become 1 share.
Effective date: 1 February 2016

January 29 2016
JOES'S JEANS INC
Reverse share split. Every 30 shares held will become 1 share.
Effective date: 29 January 2016

January 28 2016
PLATINUM GROUP METALS LTD
Reverse share split. Every 10 shares held will become 1 share.
Effective date: 28 January 2016

January 26 2016
WAVE SYNC CORP
Reverse share split. Every 20 shares held will become 1 share.
Effective date: 26 January 2016

January 26 2016
PEN INC
Reverse share split. Every 1 share held will become 0.0056 share.
Effective date: 26 January 2016

January 25 2016
ANDES GOLD CORP
Reverse share split. Every 1 share held will become 0.005 share.
Effective date: 25 January 2016

January 25 2016
AMEDICA CORPORATION
Reverse share split. Every 15 shares held will become 1 share.
Effective date: 25 January 2016

January 22 2016
DISCOVERY LABORATORIES INC
Reverse share split. Every 14 shares held will become 1 share.
Effective date: 22 January 2016

January 15 2016
FREESEAS INC
Reverse share split. Every 60 shares held will become 1 share.
Effective date: 15 January 2016

January 15 2016
ERHC ENERGY INC
Reverse share split. Every 100 shares held will become 1 share.
Effective date: 15 January 2016

January 12 2016
MECHEL OAO
Reverse share split. Every 2 shares held will become 1 share.
Effective date: 12 January 2016

January 7 2016
ENTEROMEDICS INC
Reverse share split. Every 15 shares held will become 1 share.
Effective date: 7 January 2016

January 6 2016
UNWIRED PLANET INC
Reverse share split. Every 12 shares held will become 1 share.
Effective date: 6 January 2016

December 31 2015
SCORPIO BULKERS INC
Reverse share split. Every 12 shares held will become 1 share.
Effective date: 31 December 2015

December 31 2015
NORTH ATLANTIC DRILLING LTD
Reverse share split. Every 10 shares held will become 1 share.
Effective date: 31 December 2015

December 28 2015
HALCON RES CORP
Reverse share split. Every 5 shares held will become 1 share.
Effective date: 28 December 2015

December 28 2015
AMERICAN TRANSPORTATION HOLDINGS
Reverse share split. Every 1 share held will become 0.0001 share.
Effective date: 28 December 2015

December 28 2015
YINGLI GREEN ENERGY HOLDING COMPANY
Reverse share split. Every 10 shares held will become 1 share.
Effective date: 28 December 2015

December 16 2015
GIGAMEDIA LIMITED
Reverse share split. Every 5 shares held will become 1 share.
Effective date: 16 December 2015

December 14 2015
ALON BLUE SQUARE ISRAEL LTD
Reverse share split. Every 10 shares held will become 1 share.
Effective date: 14 December 2015

December 14 2015
GREAT BASIN SCIENTIFIC INC
Reverse share split. Every 60 shares held will become 1 share.
Effective date: 14 December 2015

December 11 2015
CHC GROUP LTD
Reverse share split. Every 30 shares held will become 1 share.
Effective date: 11 December 2015

December 08 2015
ECHELON CORP
Reverse share split. Every 10 shares held will become 1 share.
Effective date: 08 December 2015

December 08 2015
INVENTERGY GLOBAL INC
Reverse share split. Every 10 shares held will become 1 share.
Effective date: 08 December 2015

December 07 2015
EUROBANK ERGASIAS S.A
Reverse share split. Every 100 shares held will become 1 share.
Effective date: 07 December 2015

December 07 2015
ALPHA BANK A E
Reverse share split. Every 50 share held will become 1 share..
Effective date: 07 December 2015

December 4 2015
FUELCELL ENERGY INC
Reverse share split. Every 12 shares held will become 1 share.
Effective date: 4 December 2015

December 3 2015
NATIONAL BK GREECE S A SPONSORED
Reverse share split. Every 15 shares held will become 1 share.
Effective date: 3 December 2015

December 2 2015
NEUROMETRIX INC COM
Reverse share split. Every 4 shares held will become 1 share.
Effective date: 2 December 2015

November 30 2015
VRINGO INC
Reverse share split. Every 10 shares held will become 1 share.
Effective date: 30 November 2015

November 24 2015
CRESTWOOD EQUITY PARTNERS LP UNIT
Reverse share split. Every 10 shares held will become 1 share.
Effective date: 24 November 2015

November 20 2015
AETERNA ZENTARIS INC
Reverse share split. Every 100 shares held will become 1 share.
Effective date: 20 November 2015

November 20 2015
HEALTHY COFFEE INTERNATIONAL INC
Reverse share split. Every 1 share held will become 0.0004 share.
Effective date: 20 November 2015

November 18 2015
GLOBAL X FUNDS GLOBAL X SILVER MINERS ETF (SIL)
Reverse share split. Every 3 shares held will become 1 share.
Effective date: 18 November 2015

November 18 2015
GLOBAL X FUNDS URANIUM ETF (URA)
Reverse share split. Every 2 shares held will become 1 share.
Effective date: 18 November 2015

November 18 2015
GLOBAL X FUNDS GOLD EXPLORERS ETF (GLDX)
Reverse share split. Every 2 shares held will become 1 share.
Effective date: 18 November 2015

November 13 2015
PROSHARES ULTRA MSCI BRAZIL CAPPED (UBR)
Reverse share split. Every 3 shares held will become 1 share.
Effective date: 13 November 2015

November 09 2015
HERCULES OFFSHORE INC
Reverse share split. Every 1 share held will become 0.0037 share.
Effective date: 09 November 2015

November 09 2015
CAPSTONE TURBINE CORP
Reverse share split. Every 20 shares held will become 1 share.
Effective date: 09 November 2015

November 03 2015
COLLABRX INC
Reverse share split. Every 10 shares held will become 1 share.
Effective date: 03 November 2015

November 02 2015
NORTHSTAR REALTY FINANCE CORP
Reverse share split. Every 2 shares held will become 1 share.
Effective date: 02 November 2015

October 30 2015
QUASAR AEROSPACE INDUSTRIES INC
Reverse share split. Every 1 shares held will become 0.001 share.
Effective date: 30 October 2015

October 30 2015
DRONE AVIATION HOLDING CORP
Reverse share split. Every 40 shares held will become 1 share.
Effective date: 30 October 2015

October 29 2015
GENERAL STEEL HOLDINGS INC
Reverse share split. Every 5 shares held will become 1 share.
Effective date: 29 October 2015

October 29 2015
OCEAN POWER TECHNOLOGIES
Reverse share split. Every 10 shares held will become 1 share.
Effective date: 29 October 2015

October 16 2015
**UPDATE**
SANOMEDICS INTERNATIONAL HLDGS INC
Reverse share split. Every 1 share held will become 0.00025 share.
Effective date: 14 October 2015

October 15 2015
ACASTI PHARMA INC
Reverse share split. Every 10 shares held will become 1 share.
Effective date: 15 October 2015

October 15 2015
SOURCE GOLD CORPORATION
Reverse share split. Every 1 share held will become 0.0005 share.
Effective date: 15 October 2015

October 14 2015
SANOMEDICS INTERNATIONAL HLDGS INC
Reverse share split. Every 1 share held will become 0.0002 share.
Effective date: 14 October 2015

October 8 2015
ANAVEX LIFE SCIENCES CORPORATION
Reverse share split. Every 4 shares held will become 1 share.
Effective date: 7 October 2015

October 1 2015
FXCM INC (FXCM)
Reverse share split. Every 10 shares held will become 1 share.
Effective date: 1 October 2015

October 1 2015
INSPIREMD INC (NSPR)
Reverse share split. Every 10 shares held will become 1 share.
Effective date: 1 October 2015

October 1 2015
PEABODY ENERGY CORP (BTU)
Reverse share split. Every 15 shares held will become 1 share.
Effective date: 1 October 2015

October 1 2015
DIREXION SHARES ETF TRUST DAILY GOLD MINERS INDEX (NUGT)
Reverse share split. Every 10 shares held will become 1 share.
Effective date: 1 October 2015

October 1 2015
DIREXION SHARES ETF TRUST DAILY NAT GAS (GASL)
Reverse share split. Every 5 shares held will become 1 share.
Effective date: 1 October 2015

October 1 2015
DIREXION SHARES ETF TRUST DAILY JR GOLD MINERS (JDST)
Reverse share split. Every 4 shares held will become 1 share.
Effective date: 1 October 2015

October 1 2015
DIREXION SHARES ETF TRUST DAILY JR GOLD (JNUG)
Reverse share split. Every 5 shares held will become 1 share.
Effective date: 1 October 2015

October 1 2015
DIREXION SHARES ETF TRUST DAILY SMALL - CAP BEAR (TZA)
Reverse share split. Every 4 shares held will become 1 share.
Effective date: 1 October 2015

October 1 2015
DIREXION SHARES ETF TRUST DAILY FINL - BEAR (FAZ)
Reverse share split. Every 4 shares held will become 1 share.
Effective date: 1 October 2015

October 2 2015
MINERCO RES INC
Reverse share split. Every 100 shares held will become 1 share.
Effective date: 2 October 2015

October 2 2015
DOMARK INTERNATIONAL INC
Reverse share split. Every 1 share held will become 0.0002 share..
Effective date: 2 October 2015

September 29 2015
OPEXA THERAPEUTICS INC
Reverse share split. Every 8 shares held will become 1 share.
Effective date: 29 September 2015

September 25 2015
SAN WEST INC
Reverse share split. Every 1 share held will become 0.0003 share.
Effective date: 25 September 2015

September 23 2015
HANSEN MEDICAL INC
Reverse share split. Every 10 shares held will become 1 share.
Effective date: 23 September 2015

September 16 2015
CREDIT SUISSE NASSAU VELOCITY SHS 3X LONG NAT ETN (UGAZ)
Reverse share split. Every 5 shares held will become 1 share.
Effective date: 10 September 2015

September 16 2015
CREDIT SUISSE NASSAU VELOC 3X LNG LONG CRUDE ETN (UWTI)
Reverse share split. Every 10 shares held will become 1 share.
Effective date: 10 September 2015

September 16 2015
WEBSAFETY INC (WBSI)
Reverse share split. Every 50 shares held will become 1 share.
Effective date: 10 September 2015

September 4 2015
STELLAR BIOTECHNOLOGIES INC
Reverse share split. Every 10 shares held will become 1 share.
Effective date: 3 September 2015

September 4 2015
ARCA BIOPHARMA INC
Reverse share split. Every 7 shares held will become 1 share.
Effective date: 4 September 2015

September 4 2015
GRID PETROLEUM CORPORATION
Reverse share split. Every 1 share held will become 0.001 share.
Effective date: 4 September 2015

September 2 2015
RESOURCE CAP CORP COM
Reverse share split. Every 4 shares held will become 1 share.
Effective date: 1 September 2015

September 2 2015
SERATOSA INC COM
Reverse share split. Every 1 share held will become 0.001 share
Effective date: 1 September 2015

August 28 2015
ACURA PHARMACEUTICALS INC
Reverse share split. Every 5 shares held will become 1 share.
Effective date: 28 August 2015

August 20 2015
RENTECH INC COM
Reverse share split. Every 10 shares held will become 1 share.
Effective date: 20 August 2015

August 12 2015
AMPLIPHI BIOSCIENCES CORPORATION
Reverse share split. Every 50 shares held will become 1 share.
Effective date: 7 August 2015

August 12 2015
NORTH AMERICAN PALLADIUM
Reverse share split. Every 400 shares held will become 1 share.
Effective date: 10 August 2015

August 12 2015
CHAMPIONS ONCOLOGY INC
Reverse share split. Every 12 shares held will become 1 share.
Effective date: 12 August 2015

August 4 2015
SANCHEZ PRODTN PARTNERS LP
Reverse share split. Every 10 shares held will become 1 share.
Effective date: 4 August 2015

August 4 2015
MIDSTATES PETE CO
Reverse share split. Every 10 shares held will become 1 share.
Effective date: 4 August 2015

August 4 2015
ARCH COAL INC
Reverse share split. Every 10 shares held will become 1 share.
Effective date: 4 August 2015

July 31 2015
HEMP INC
Reverse share split. Every 10 shares held will become 1 share.
Effective date: 31 July 2015

July 30 2015
VERITEQ CORPORATION
Reverse share split. Every 0.0001 share held will become 1 share.
Effective date: 29 July 2015

July 30 2015
INTERNATIONAL STEM CELL CORP COM
Reverse share split. Every 150 shares held will become 1 share.
Effective date: 29 July 2015

July 22 2015
GOLD & SILVER MINING NEVADA INC
Reverse share split. Every 0.0008 share held will become 1 share.
Effective date: 22 July 2015

July 20 2015
XG TECHNOLOGY INC COM
Reverse share split. Every 10 shares held will become 1 share.
Effective date: 20 July 2015

July 14 2015
KALOBIOS PHARMACEUTICALS INC
Reverse share split. Every 8 shares held will become 1 share.
Effective date: 14 July 2015

July 14 2015
AXION POWER INTERNATIONAL INC
Reverse share split. Every 35 shares held will become 1 share.
Effective date: 14 July 2015

July 13 2015
MAGELLAN PETROLEUM CORP
Reverse share split. Every 8 shares held will become 1 share.
Effective date: 13 July 2015

July 7 2015
BIORESTORATIVE THERAPIES INC
Reverse share split. Every 20 shares held will become 1 share.
Effective date: 7 July 2015

July 9 2015
BG MEDICINE INC
Reverse share split. Every 4 shares held will become 1 share.
Effective date: 9 July 2015

July 1 2015
ZOGENIX INC
Reverse share split. Every 8 shares held will become 1 share.
Effective date: 1 July 2015

Jun 26 2015
FREESEAS INC
Reverse share split. Every 50 shares held will become 1 share.
Effective date: 26 Jun 2015

Jun 23 2015
PERSHING GOLD CORP
Reverse share split. Every 18 shares held will become 1 share.
Effective date: 18 Jun 2015

EPAZZ INC
Reverse share split. Every 1 share held will become 0.0008 share.
Effective date: 19 Jun 2015

PERSEON CORP
Reverse share split. Every 10 shares held will become 1 share.
Effective date: 23 Jun 2015

CREDIT SUISSE NASSAU VELOCITYSHARES 2X LONG VIX ETN (S&P500)
Reverse share split. Every 10 shares held will become 1 share.
Effective date: 23 Jun 2015

Jun 16 2015
RUTHIGEN INC COM
Reverse share split. Every 2.5 shares held will become 1 share.
Effective date: 16 Jun 2015

Jun 15 2015
HANWHA Q CELLS CO LTD
Reverse share split. Every 10 shares held will become 1 share.
Effective date: 15 Jun 2015

May 27 2015
METABOLIX INC
Reverse share split. Every 6 shares held will become 1 share.
Effective date: 27 May 2015

May 21 2015
EMERALD OIL INC (EOX)
Reverse share split. Every 20 shares held will become 1 share.
Effective date: 21 May 2015

May 21 2015
LEXICON PHARMACEUTICALS INC (LXRX)
Reverse share split. Every 7 shares held will become 1 share.
Effective date: 21 May 2015

May 20 2015
PROSHARES TRUST ULTRASHORT REAL ESTATE (SRS)
Reverse share split. Every 4 shares held will become 1 share.
Effective date: 20 May 2015

May 20 2015
PROSHARES TRUST II ULTRA BLOOMBERG - COMMODITY (UCD)
Reverse share split. Every 4 shares held will become 1 share.
Effective date: 20 May 2015

May 20 2015
PROSHARES TRUST II ULTRA VIX SHORT-TERM FUTURES ETF (UVXY)
Reverse share split. Every 5 shares held will become 1 share.
Effective date: 20 May 2015

May 20 2015
PROSHARES TRUST II ULTRA BLOOMBERG NATURAL GAS (BOIL)
Reverse share split. Every 4 shares held will become 1 share.
Effective date: 20 May 2015

May 20 2015
PROSHARES SHORT RUSSELL 2000 - PROSHARES ETF (RWM)
Reverse share split. Every 4 shares held will become 1 share.
Effective date: 20 May 2015

May 20 2015
PROSHARES TRUST II ULTRA BLOOMBERG CRUDE OIL (UCO)
Reverse share split. Every 5 shares held will become 1 share.
Effective date: 20 May 2015

May 20 2015
DIREXION SHARES ETF TRUST DIREXION DAILY - BRAZIL BULL 3X SHS (BRZU)
Reverse share split. Every 10 shares held will become 1 share.
Effective date: 20 May 2015

May 20 2015
DIREXION SHARES ETF TRUST DAILY LATIN AMERICA 3X BULL (LBJ)
Reverse share split. Every 4 shares held will become 1 share.
Effective date: 20 May 2015

May 20 2015
DIREXION SHARES ETF TRUST DAILY FTSE CHINA BEAR 3X - SHARES (YANG)
Reverse share split. Every 10 shares held will become 1 share.
Effective date: 20 May 2015

May 20 2015
DIREXION SHARES ETF TRUST DAILY NATURAL GAS RELATED - BULL 3X SHARES (GASL)
Reverse share split. Every 10 shares held will become 1 share.
Effective date: 20 May 2015

May 20 2015
DIREXION SHARES ETF TRUST DAILY SEMICONDUCTOR BEAR 3X (SOXS)
Reverse share split. Every 4 shares held will become 1 share.
Effective date: 20 May 2015

May 18 2015
Real Goods Solar, Inc
Reverse share split. Every 20 shares held will become 1 share.
Effective date: 18 May 2015

May 18 2015
Oncosec Medical Inc
Reverse share split. Every 20 shares held will become 1 share.
Effective date: 18 May 2015

May 11 2015
FREESEAS INC
Reverse share split. Every 7.5 shares held will become 1 share.
Effective date: 11 May 2015

May 5 2015
REGADO BIOSCIENCES INC
Reverse share split. Every 9 shares held will become 1 share.
Effective date: 5 May 2015

APRIL 23 2015
POSITRON CORP
Reverse share split. Every 400 shares held will become 1 share.
Effective date: 8 April 2015

APRIL 21 2015
GEVO INC
Reverse share split. Every 15 shares held will become 1 share.
Effective date: 21 April 2015

APRIL 14 2015
ROCK CREEK PHARMACEUTICALS INC
Reverse share split. Every 25 shares held will become 1 share.
Effective date: 14 April 2015

APRIL 9 2015
CERES INC
Reverse share split. Every 8 shares held will become 1 share.
Effective date: 9 April 2015

APRIL 9 2015
NANOSPHERE INC
Reverse share split. Every 20 shares held will become 1 share.
Effective date: 9 April 2015

APRIL 8 2015
INVIVO THERAPEUTICS HOLDING CORP
Reverse share split. Every 4 shares held will become 1 share.
Effective date: 8 April 2015

APRIL 8 2015
ROTATE BLACK INC
Reverse share split. Every 10 shares held will become 1 share.
Effective date: 8 April 2015

APRIL 8 2015
POSITRON CORP
Reverse share split. Every 400 shares held will become 1 share.
Effective date: 8 April 2015

APRIL 7 2015
CHIMERA INVESTMENT CORPORATION
Reverse share split. Every 5 shares held will become 1 share.
Effective date: 6 April 2015

MARCH 31 2015
SAMSON OIL&GAS LTD
Reverse share split. Every 10 shares held will become 1 share.
Effective date: 30 March 2015

MARCH 26 2015
AMERICAN SUPERCONDUCTOR CORP
Reverse share split. Every 10 shares held will become 1 share.
Effective date: 25 March 2015

MARCH 23 2015
ECO BUILDING PRODUCTS INC
Reverse share split. Every 20 shares held will become 1 share.
Effective date: 20 March 2015

MARCH 19 2015
IHOOKUP SOCIAL INC COM
Reverse share split. Every 100 shares held will become 1 share.
Effective date: 19 March 2015

MARCH 4 2015
PATRIOT NATIONAL BANCORP INC
Reverse share split. Every 10 shares held will become 1 share.
Effective date: 4 March 2015

MARCH 2 2015
AMERICAN LIBERTY PETE CORP
Reverse share split. Every 17 shares held will become 1 share.
Effective date: 2 March 2015

FEB 26 2015
WISEMOBI INC
Reverse share split. Every 1 share held will become 0.001 share.
Effective date: 23 Feb 2015

ENTERTAIMENT GAMING ASIA INCORPORT
Reverse share split. Every 4 shares held will become 1 share.
Effective date: 26 Feb 2015

FEB 23 2015
OILSANDS QUEST INC
Reverse share split. Every 20 shares held will become 1 share.
Effective date: 18 Feb 2015

FEB 17 2015
VERITEQ CORPORATION
Reverse share split. Every 1 share held will become 0.001 share.
Effective date: 11 Feb 2015

TGC INDUSTRIES INC
Reverse share split. Every 3 shares held will become 1 share.
Effective date: 12 Feb 2015

IKANOS COMUNICATIONS
Reverse share split. Every 10 shares held will become 1 share.
Effective date: 12 Feb 2015

FEB 4 2015
SILVERSUN TECHNOLOGIES INC
Reverse share split. Every 30 shares held will become 1 share.
Effective date: 4 Feb 2015

Jan 30 2015
SONUS NETWORKS INC
Reverse share split. Every 5 shares held will become 1 share.
Effective date: 30 Jan 15

Jan 21 2015
GENETIC TECHNOLOGIES
Reverse share split. Every 5 shares held will become 1 share.
Effective date: 20 Jan 15

Jan 19 2015
BRAZIL GOLD CORP
Reverse share split. Every 1 share held will become 0.001 share.
Effective date: 12 Jan 15

Jan 09 2015
OI SA (Ticker OIBRC)
Reverse share split. Every 10 shares held will become 1 share.
Effective date: 22 Dec 14

OI SA (Ticker OIBR)
Reverse share split. Every 10 shares held will become 1 share.
Effective date: 22 Dec 14

SINO AGRO FOODS INC
Reverse share split. Every 99 shares held will become 10 shares.
Effective date: 16 Dec 14

CORNERSTONE PROGRESSIVE RETURN FUND
Reverse share split. Every 4 shares held will become 1 share.
Effective date: 29 Dec 14

CORNERSTONE STRATEGIC VALUE FUND 1
Reverse share split. Every 4 shares held will become 1 share.
Effective date: 29 Dec 14

DIREXION SHARES ETF TRUST DAILY JR GOLD MINERS IDX BULL 3X
Reverse share split. Every 10 shares held will become 1 share.
Effective date: 23 Dec 14

DIREXION SHARES ETF TRUST DAILY RUSSIA BULL 3X SHS NE
Reverse share split. Every 6 shares held will become 1 share.
Effective date: 23 Dec 14

BEBIDA BEVERAGE CO
Reverse share split. Every 100 shares held will become 1 share.
Effective date: 9 Jan 15

ARMCO METALS HLDGS INC
Reverse share split. Every 10 shares held will become 1 share.
Effective date: 9 Jan 15

FOUNDATION HEALTHCARE INC
Reverse share split. Every 10 shares held will become 1 share.
Effective date: 9 Jan 15

Dec 12 2014
IRONWOOD GOLD CORP
Reverse share split. Every 1 share held will become 0.0025 share.
Effective date: 12 Dec 14

Dec 05 2014
AMARILLO BIOSCIENCES
Reverse share split. Every 19 shares held will become 1 share.
Effective date: 20 Nov 14

CYTOSORBENTS CORP
Reverse share split. Every 25 shares held will become 1 share.
Effective date: 5 Dec 14

DIREXION SHARES ETF TRUST DAILY RUSSIA BULL 3X SHS NE
Reverse share split. Every 6 shares held will become 1 share.
Effective date: 23 Dec 14

DIREXION SHARES ETF TRUST DAILY JR GOLD MINERS IDX BULL 3X
Reverse share split. Every 10 shares held will become 1 share.
Effective date: 23 Dec 14

Nov 27 2014
Please note that the below event has been cancelled.
CAMAC ENERGY INC
Reverse share split. Every 6 shares held will become 1 share.
Effective date: 24 Nov 14

Nov 24 2014
CAMAC ENERGY INC
Reverse share split. Every 6 shares held will become 1 share.
Effective date: 24 Nov 14

Nov 19 2014
BIO SOLUTIONS CORP
Reverse share split. Every 50 shares held will become 1 share.
Effective date: 17 Nov 14

Nov 10 2014
DYNAVAX TECHNOLOGIES CORP
Reverse share split. Every 10 shares held will become 1 share.
Effective date: 10 Nov 14

Nov 06 2014
PROSHARES ULTRASHORT FINANCIAL
Reverse share split. Every 4 shares held will become 1 share.
Effective date: 6 Nov 14

Oct 31 2014
TIMBERLINE RESOURCES CORP
Reverse share split. Every 12 shares held will become 1 share.
Effective date: 31 Oct 14

Oct 29 2014
SMART VENTURES INC
Reverse share split. Every 1 share held will become 0.002 share.
Effective date: 29 Oct 14

APPLIED DNA SCIENCES INC
Reverse share split. Every 60 shares held will become 1 share.
Effective date: 29 Oct 14

Oct 27 2014
WILLOW CREEK ENTERPRISES INC
Reverse share split. Every 1 share held will become 0.001 share.
Effective date: 27 Oct 14

Oct 23 2014
NEWCASTLE INVESTMENT CORP
Reverse share split. Every 2 shares held will become 1 share.
Effective date: 23 Oct 14

Oct 21 2014
NEW RESIDENTIAL INVT CORP
Reverse share split. Every 2 shares held will become 1 share.
Effective date: 20 Oct 14

Oct 08 2014
EPAZZ INC
Reverse share split. Every 1 share held will become 0.0001 share.
Effective date: 6 Oct 14

Sep 16 2014
BRAINSTROM CELL THERAPEUTICS
Reverse share split. Every 15 shares held will become 1 share.
Effective date: 16 Sep 14

Sep 10 2014
BODY CENT CORP
Reverse share split. Every 10 shares held will become 1 share.
Effective date: 9 Sep 14

Sep 8 2014
ACCELPATH INC
Reverse share split. Every 250 shares held will become 1 share.
Effective date: 4 Sep 14

ELAYAWAY INC
Reverse share split. Every 1 share held will become 0.005 share.
Effective date: 8 Sep 14

Sep 1 2014
ASCENT SOLAR TECHNOLOGIES INC
Reverse share split. Every 10 shares held will become 1 share.
Effective date: 27 Aug 14

ADVANCED CELL TECHNOLOGY INC
Reverse share split. Every 100 shares held will become 1 share.
Effective date: 28 Aug 14

Aug 25 2014
SOLAR GOLD LTD
Reverse share split. Every 50 shares held will become 1 share.
Effective date: 22 Aug 14

Aug 20 2014
NEWCASTLE INVESTMENT CORP
Reverse share split. Every 3 shares held will become 1 share.
Effective date: 19 Aug 14

Aug 18 2014
INTELLICHECK MOBILISA INC
Reverse share split. Every 1 share held will become 0.125 share.
Effective date: 13 Aug 14

IVANHOE ENERGY INC
Reverse share split. Every 7 shares held will become 1 share.
Effective date: 18 Aug 14

Aug 13 2014
GLOBOTEK HOLDINGS INC
Reverse share split. Every 58 shares held will become 1 share.
Effective date: 12 Aug 14

Aug 06 2014
S2C GLOBAL SYSTEMS INC
Reverse share split. Every 1 share held will become 0.0033 share.
Effective date: 6 Aug 14

Jul 29 2014
BACTERIN INTERNATIONAL HOLDINGS INC
Reverse share split. Every 10 shares held will become 1 share.
Effective date: 28 Jul 14

DEMAND MEDIA INC
Reverse share split. Every 5 shares held will become 1 share.
Effective date: 4 Aug 14

Jul 15 2014
VENTRUS BIOSCIENCES INC
Reverse share split. Every 5 shares held will become 1 share.
Effective date: 14 Jul 14

NEWLEAD HOLDINGS LTD
Reverse share split. Every 50 shares held will become 1 share.
Effective date: 15 Jul 14

Jul 10 2014
MELA SCIENCES INC
Reverse share split. Every 10 shares held will become 1 share.
Effective date: 10 Jul 14

ZALICUS INC
Reverse share split. Every 1 share held will become 0.1 share.
Effective date: 16 Jul 14

Jul 2 2014
KENDER ENERGY INC
Reverse share split. Every 500 shares held will become 1 share
Effective date: 2 Jul 14

GASCO ENERGY INC COM
Reverse share split. Every 165,059,389 shares held will become 1 share.
Effective date: 1 Jul 14

June 23 2014
1ST NRG CORP
Reverse share split. Every 1 share held will become 0.00005 share.
Effective date: 23 June 14

June 16 2014
WORLD ASSURANCE GROUP INC
Reverse share split. Every 50 shares held will become 1 share.
Effective date: 16 June 14

CELLECTAR BIOSCIENCES INC
Reverse share split. Every 20 shares held will become 1 share.
Effective date: 16 June 14

June 9 2014
EON COMMUNICATIONS CORP
Reverse share split. Every 2 shares held will become 1 share.
Effective date: 9 June 14

June 5 2014
INOVIO PHARMACEUTICALS INC
Reverse share split. Every 4 shares held will become 1 share.
Effective date: 5 June 14

May 29 2014
NEOMEDIA TECHNOLOGIES INC
Reverse share split. Every 15 shares held will become 1 share.
Effective date: 29 May 14

May 27 2014
IDENTIVE GROUP INC
Reverse share split. Every 10 shares held will become 1 share.
Effective date: 27 May 14

May 27 2014
IDENTIVE GROUP INC
Reverse share split. Every 10 shares held will become 1 share.
Effective date: 27 May 14

May 23 2014
ARADIGM CORP
Reverse share split. Every 40 shares held will become 1 share.
Effective date: 23 May 14

May 16 2014
SYNOVUS FINANCIAL CORP
Reverse share split. Every 7 shares held will become 1 share.
Effective date: 16 May 14

May 15 2014
NEWLEAD HOLDINGS LTD
Reverse share split. Every 50 shares held will become 1 share.
Effective date: 15 May 14

May 08 2014
HYDROCARB ENERGY CORP
Reverse share split. Every 3 shares held will become 1 share.
Effective date: 08 May 14

May 01 2014
JAGUAR MINING INC
Reverse share split. Every 86.39636 shares held will become 1 share.
Effective date: 01 May 14

April 29 2014
HOME HEALTH INTL INC
Reverse share split. Every 1 share held will become 0.0004 share.
Effective date: 29 Apr 14

TITAN IRON ORE CORP
Reverse share split. Every 20 shares held will become 1 share.
Effective date: 29 Apr 14

April 25 2014
CLEAN COAL TECHNOLOGIES INC
Reverse share split. Every 35 shares held will become 1 share.
Effective date: 25 Apr 14

EWORLD COMPANIES INC
Reverse share split. Every 50000 shares held will become 1 share.
Effective date: 25 Apr 14

April 11 2014
Delcath Sys Inc Com
Reverse Share split: Every 16 shares held become 1 share
Effective Date: 9 April

Overland Storage Inc
Reverse Share split: Every 5 shares held become 1 share
Effective Date: 10 April

Aquagold International
Reverse Share split: Every 1000 shares held become 1 share
Effective Date: 10 April

April 02 2014
AMERICAN ORIENTAL BIOENGINEERING
Reverse share split. Every 1 share held will become 0.002 share.
Effective date: 02 Apr 14

March 11 2014
PROMITHIAN GLOBAL VENTURES INC
Reverse share split. Every 100 shares held will become 1 share.
Effective date: 11 Mar 14

March 6 2014
Newlead Holdings Ltd
Reverse share split. Every 10 shares held will become 1 share.
Effective date: 6 Mar 14

January 6 2014
Celsion Corp
Reverse share split. Every 9 shares held will become 2 shares.
Effective date: October 29 2013

Energy Fuels Inc
Reverse share split. Every 50 shares held will become 1 share.
Effective date: November 5 2013

Travelzoo Inc
Reverse share split. Every 25 shares held will become 1 share.
Followed immediately by a forward share split. Every 1 share held will become 25 shares.
Effective date: November 7 2013

Barclays Bank PLC iPath S&P 500 VIX
Reverse share split. Every 4 shares held will become 1 share.
Effective date: November 8 2013

Zoom Technologies
Reverse share split. Every 10 shares held will become 1 share.
Effective date: November 12 2013

Mobivity Holdings Corp
Reverse share split. Every 6 shares held will become 1 share.
Effective date: November 13 2013

Alliqua Inc
Reverse share split. Every 43.75 shares held will become 1 share.
Effective date: November 19 2013

Amarok Resources Inc
Reverse share split. Every 50 shares held will become 1 share.
Effective date: November 22 2013

Cornerstone Strategic Value Fund Inc
Cornerstone Strategic Value Fund Inc (CLM) issued non-transferable (non tradable) rights to holders as of record date October 28 2013 at a rate of 1 right for each share held. 3 rights plus an estimated subscription price of USD6.46 per share entitles the holder to buy 1 share of CLM, upon terms and conditions. Fractional shares will not be issued upon the exercise of the rights. The final subscription price per share will be the greater of (i) 107% of Net Asset Value (NAV) per share as calculated at the close of trading on the date of expiration of the offering and (ii) 90% of the market price per share at such time.
On October 11 2013, the last reported NAV per share was USD5.33 and the last reported sales price per share on the NYSE market was USD7.18.
Shares will be issued within the 15-day period immediately following the record date of the funds monthly distribution and stockholders exercising rights will not be entitled to receive such distribution with respect to the shares issued pursuant to such exercise.

Over-subscription
If all of the rights initially issued are not exercised, any shares for which subscriptions have not been received will be offered, by means of the additional subscription privilege, to record date stockholders who have exercised all of the rights initially issued to them and who wish to acquire more than the number of shares for which the rights held by them are exercisable.
If enough unsubscribed shares remain after the basic subscriptions have been exercised, all over-subscription requests will be honored in full. If sufficient shares are not available to honor all requests under the additional subscription privilege, the fund may, in its discretion, issue additional shares up to 100% of the shares available in the offering (or 6,316,568 shares for a total of 12,633,136 shares) to honor over-subscription requests, with such shares subject to the same terms and conditions of the offering. In the event that the subscription price is less than the estimated subscription price, over-allotment shares may be used by the fund to fulfill any shares subscribed for under the basic subscription. The method by which any unsubscribed shares or over-allotment shares (collectively, the excess shares) will be distributed and allocated pursuant to the additional subscription privilege is as follows:
(i) if there are sufficient excess shares to satisfy all additional subscriptions by stockholders exercising their rights under the additional subscription privilege, each such stockholder shall be allotted the number of shares which the stockholder requested.
(ii) if the aggregate number of shares subscribed for under the additional subscription privilege exceeds the number of excess shares, the excess shares will be allocated to record date stockholders who have exercised all of their rights in accordance with their additional subscription privilege request.
(iii) if there are not enough excess shares to fully satisfy all additional subscription privilege requests by record date stockholders pursuant to paragraph (2) above, the excess shares will be allocated among record date stockholders who have exercised all of their rights in proportion, not to the number of shares requested pursuant to the additional subscription privilege, but to the number of rights exercised by them, provided, however, that no stockholder shall be allocated a greater number of excess shares than such record date stockholder paid for and in no event shall the number of shares allocated in connection with the additional subscription privilege exceed 100 pct of the shares available in the offering. The formula to be used in allocating the excess shares under this paragraph is as follows: (rights exercised by over- subscribing record date stockholder divided by total rights exercised by all over-subscribing record date stockholders) multiplied by excess shares remaining.
The percentage of excess shares each over-subscriber may acquire will be rounded up to result in delivery of whole shares (fractional shares will not be issued).
Unexercised rights will expire null and void.
There is no withdrawal or guarantee of delivery feature on this event.
Shareholders have the following options:
Option 1:
Exercise the entitled rights and have any resulting excess amount paid by the stockholder refunded.
Option 2:
Oversubscribe and have any resulting excess amount paid by the stockholder refunded.
Option 3:
Exercise the entitled rights and in the event that the estimated subscription price is more than the final subscription price on the expiration date, any resulting excess amount paid by a stockholder will be used to purchase additional shares under the basic subscription.
Option 4:
Oversubscribe and in the event that the estimated subscription price is more than the final subscription price on the expiration date, any resulting excess amount paid by a stockholder will be used to purchase additional number of shares pursuant to the additional subscription privilege.
Option 5:
Take no action (Default option).
If we do not receive reply by November 26 2013, the option will default as "Take no action".
Deadline: November 26 2013

Paradigm Oil and Gas Inc
Reverse share split. Every 10 shares held will become 1 share.
Effective date: December 2 2013

Freeseas Inc
Reverse share split. Every 5 shares held will become 1 share.
Effective date: December 2 2013

First Marblehead Corp
Reverse share split. Every 10 shares held will become 1 share.
Effective date: December 3 2013

Nuverra Environmental Solutions Inc Com
Reverse share split. Every 10 shares held will become 1 share.
Effective date: December 3 2013

Newlead Holdings Ltd
Reverse share split. Every 3 shares held will become 1 share.
Effective date: December 6 2013

Sitoa Global Inc
Reverse share split. Every 10,000 shares held will become 1 share.
Effective date: December 17 2013

Auric Mining Company
Reverse share split. Every 10,000 shares held will become 1 share.
Effective date: December 18 2013

American Exploration Corp
Reverse share split. Every 500 shares held will become 1 share.
Effective date: December 19 2013

Tucows Inc
Reverse share split. Every 4 shares held will become 1 share.
Effective date: December 31 2013

Sonde Resources Corp
Reverse share split. Every 10 shares held will become 9 shares.
Effective date: January 2 2014

Numobile Inc
Reverse share split. Every 1,000 shares held will become 1 share.
Effective date: January 6 2014

Advanced Cell Technology Inc
Reverse share split.
Notice Date: August 13 2013
Anticipated Effective Date: No information provided to the bank. Please check with an external party, such as company websites or news releases, prior to making any trading decision.

Universal Potash Corp
Reverse share split.
Notice Date: September 2 2013
Anticipated Effective Date: No information provided to the bank. Please check with an external party, such as company websites or news releases, prior to making any trading decision.

Positron Corp
Reverse share split.
Notice Date: September 25 2013
Anticipated Effective Date: No information provided to the bank. Please check with an external party, such as company websites or news releases, prior to making any trading decision.

Champions Oncology Inc
Reverse share split.
Notice Date: September 26 2013
Anticipated Effective Date: No information provided to the bank. Please check with an external party, such as company websites or news releases, prior to making any trading decision.

Astrotech Corporation
Reverse share split.
Notice Date: October 28 2013
Anticipated Effective Date: No information provided to the bank. Please check with an external party, such as company websites or news releases, prior to making any trading decision.

Pershing Gold Corp
Reverse share split.
Notice Date: October 30 2013
Anticipated Effective Date: No information provided to the bank. Please check with an external party, such as company websites or news releases, prior to making any trading decision.

Uni Core Holdings Corporation
Reverse share split.
Notice Date: November 1 2013
Anticipated Effective Date: No information provided to the bank. Please check with an external party, such as company websites or news releases, prior to making any trading decision.

Brazil Gold Corp
Reverse share split.
Notice Date: November 4 2013
Anticipated Effective Date: No information provided to the bank. Please check with an external party, such as company websites or news releases, prior to making any trading decision.

American Oriental Bioengineering
Reverse share split.
Notice Date: November 5 2013
Anticipated Effective Date: No information provided to the bank. Please check with an external party, such as company websites or news releases, prior to making any trading decision.

Overland Storage Inc
Reverse share split.
Notice Date: November 13 2013
Anticipated Effective Date: No information provided to the bank. Please check with an external party, such as company websites or news releases, prior to making any trading decision.

General Steel Holdings Inc
Reverse share split.
Notice Date: November 25 2013
Anticipated Effective Date: No information provided to the bank. Please check with an external party, such as company websites or news releases, prior to making any trading decision.

October 25 2013
Pharmstar Pharmaceuticals Inc
Reverse share split. Every 1,000 shares held will become 1 share.
Effective date: October 15 2013

Marine Exploration Inc
Reverse share split. Every 1,000 shares held will become 1 share.
Effective date: October 15 2013

Aastrom Bioscience Inc
Reverse share split. Every 20 shares held will become 1 share.
Effective date: October 16 2013

Seven Arts Entertainment Inc
Reverse share split. Every 20 shares held will become 1 share.
Effective date: October 16 2013

Digital Angel Corporation
Reverse share split. Every 30 shares held will become 1 share.
Effective date: October 22 2013

Jacksonville Bancorp Inc Fla Com
Reverse share split. Every 20 shares held will become 1 share.
Effective date: October 24 2013

ZBB Energy Corp
Reverse share split. Every 5 shares held will become 1 share.
Effective date: October 31 2013

American Exploration Corporation
Reverse share split.
Notice Date: Feburary 19 2013

Anticipated Effective Date: No information provided to the bank. Please check with an external party, such as company websites or news releases, prior to making any trading decision.

Eco Building Products Inc
Reverse share split.
Notice Date: June 17 2013

Anticipated Effective Date: No information provided to the bank. Please check with an external party, such as company websites or news releases, prior to making any trading decision.

Plug Power Inc
Reverse share split.
Notice Date: July 8 2013

Anticipated Effective Date: No information provided to the bank. Please check with an external party, such as company websites or news releases, prior to making any trading decision.

Celsion Corp Com New
Reverse share split.
Notice Date: July 24 2013

Anticipated Effective Date: No information provided to the bank. Please check with an external party, such as company websites or news releases, prior to making any trading decision.

Advanced Cell Technology Inc
Reverse share split.
Notice Date: August 13 2013

Anticipated Effective Date: No information provided to the bank. Please check with an external party, such as company websites or news releases, prior to making any trading decision.

Universal Potash Corp
Reverse share split.
Notice Date: September 2 2013

Anticipated Effective Date: No information provided to the bank. Please check with an external party, such as company websites or news releases, prior to making any trading decision.

First Marblehead Corp
Reverse share split.
Notice Date: September 18 2013

Anticipated Effective Date: No information provided to the bank. Please check with an external party, such as company websites or news releases, prior to making any trading decision.

Travelzoo Inc
Reverse share split.
Notice Date: September 20 2013

Anticipated Effective Date: No information provided to the bank. Please check with an external party, such as company websites or news releases, prior to making any trading decision.

Positron Corp
Reverse share split.
Notice Date: September 25 2013

Anticipated Effective Date: No information provided to the bank. Please check with an external party, such as company websites or news releases, prior to making any trading decision.

Champions Oncology Inc
Reverse share split.
Notice Date: September 25 2013

Anticipated Effective Date: No information provided to the bank. Please check with an external party, such as company websites or news releases, prior to making any trading decision.

Tucows Inc
Reverse share split.
Notice Date: September 26 2013

Anticipated Effective Date: No information provided to the bank. Please check with an external party, such as company websites or news releases, prior to making any trading decision.

Zoom Technologies Inc
Reverse share split.
Notice Date: September 27 2013

Anticipated Effective Date: No information provided to the bank. Please check with an external party, such as company websites or news releases, prior to making any trading decision.

Energy Fuels Inc
Reverse share split.
Notice Date: October 2 2013

Anticipated Effective Date: No information provided to the bank. Please check with an external party, such as company websites or news releases, prior to making any trading decision.

Mobivity Holdings Corp
Reverse share split.
Notice Date: October 2 2013

Anticipated Effective Date: No information provided to the bank. Please check with an external party, such as company websites or news releases, prior to making any trading decision.

Amarok Resources Inc
Reverse share split.
Notice Date: October 9 2013

Anticipated Effective Date: No information provided to the bank. Please check with an external party, such as company websites or news releases, prior to making any trading decision.

October 11 2013
Zalicus Inc
Reverse share split. Every 6 shares held will become 1 share.
Effective date: October 3 2013

Lime Energy Co
Reverse share split. Every 7 shares held will become 1 share.
Effective date: October 10 2013

Perma-Fix Environmental Svcs Inc
Reverse share split. Every 5 shares held will become 1 share.
Effective date: October 15 2013

Newlead Holdings Ltd
Reverse share split. Every 15 shares held will become 1 share.
Effective date: October 17 2013

September 25 2013
Cel-Sci Corp
Reverse share split. Every 10 shares held will become 1 share.
Effective date: September 25 2013

Perma-Fix Environmental Svcs Inc
Reverse share split. Every 5 shares held will become 1 share.
Effective date: October 15 2013

September 23 2013
Crosshair Energy Corp
Reverse share split. Every 10 shares held will become 1 share.
Effective date: September 23 2013

September 18 2013
Vanguard S&P 500 ETF
Reverse share split. Every 2 shares held will become 1 share.
Effective date: October 24 2013

Cel-Sci Corp
Reverse share split.
Notice Date: January 20 2013
Anticipated Effective Date: No information provided to the bank. Please check
with an external party, such as company websites or news releases, prior to
making any trading decision.

American Exploration Corporation
Reverse share split.
Notice Date: February 19 2013
Anticipated Effective Date: No information provided to the bank. Please check
with an external party, such as company websites or news releases, prior to
making any trading decision.

Eco Building Products Inc
Reverse share split.
Notice Date: June 17 2013
Anticipated Effective Date: No information provided to the bank. Please check
with an external party, such as company websites or news releases, prior to
making any trading decision.

Neomedia Technologies Inc
Reverse share split.
Notice Date: July 1 2013
Anticipated Effective Date: No information provided to the bank. Please check
with an external party, such as company websites or news releases, prior to
making any trading decision.

Plug Power Inc
Reverse share split.
Notice Date: July 8 2013
Anticipated Effective Date: Has 1 year from July 1 2013 to determine how to
proceed. Please check with an external party, such as company websites or
news releases, prior to making any trading decision.

Digital Angel Corporation
Reverse share split.
Notice Date: July 15 2013
Anticipated Effective Date: On or before July 31 2013. Please check with an
external party, such as company websites or news releases, prior to making any
trading decision.

Celsion Corp Com New
Reverse share split.
Notice Date: July 24 2013
Anticipated Effective Date: No information provided to the bank. Please check
with an external party, such as company websites or news releases, prior to
making any trading decision.

Perma-Fix Environmental Services
Reverse share split.
Notice Date: July 26 2013
Anticipated Effective Date: At any time prior to November 8 2013. Please check
with an external party, such as company websites or news releases, prior to
making any trading decision.

Seven Arts Entertainment Inc
Reverse share split.
Notice Date: July 30 2013
Anticipated Effective Date: No information provided to the bank. Please check
with an external party, such as company websites or news releases, prior to
making any trading decision.

Crosshair Energy Corp
Reverse share split.
Notice Date: August 6 2013
Anticipated Effective Date: No later than October 4 2013. Please check with an
external party, such as company websites or news releases, prior to making any
trading decision.

Advanced Cell Technology Inc
Reverse share split.
Notice Date: August 13 2013
Anticipated Effective Date: No information provided to the bank. Please check
with an external party, such as company websites or news releases, prior to
making any trading decision.

Zalicus Inc
Reverse share split.
Notice Date: August 27 2013
Anticipated Effective Date: Mid September. Please check with an external party,
such as company websites or news releases, prior to making any trading
decision.

Universal Potash Corp
Reverse share split.
Notice Date: September 2 2013
Anticipated Effective Date: No information provided to the bank. Please check
with an external party, such as company websites or news releases, prior to
making any trading decision.

Lime Energy Co
Reverse share split. Every 7 shares held will become 1 share.
Effective date: 10 Oct 13 (after close of trading)

September 13 2013
Saic Inc
Reverse share split. Every 4 shares held will become 1 share.
Effective date: September 27 2013

September 4 2013
Prospect Global Resources Inc
Reverse stock split. Every 50 shares held will become 1 share.
Effective date: September 4 2013

August 29 2013
Velocityshares 3x Silver ETN
Reverse stock split. Every 10 shares held will become 1 share.
Effective date: August 30 2013

Credit Suisse AG Nassau BRH
Reverse stock split. Every 10 shares held will become 1 share.
Effective date: August 30 2013

August 23 2013
Finjan Inc Com
Reverse share split. Every 12 shares held will become 1 share.
Effective date: August 22 2013

August 20 2013
Dean Foods Co
Reverse share split. Every 2 shares held will become 1 share.
Effective date: August 27 2013

August 13 2013
Viper Resources Inc
Reverse share split. Every 100 shares held will become 1 share.
Effective date: August 9 2013

Columbia Labs Inc Com
Reverse share split. Every 8 shares held will become 1 share.
Effective date: August 9 2013

Direxion Daily Large Cap Bear 3x Shares
Reverse share split. Every 5 shares held will become 1 share.
Effective date: August 20 2013

Direxion Daily India Bull 3x Shares
Reverse share split. Every 4 shares held will become 1 share.
Effective date: August 20 2013

July 31 2013
American Diversified Holdings
Reverse share split. Every 1,000 shares held will become 1 share.
Effective date: July 25 2013

Direxion Daily Semiconductor Bear 3x Shares
Reverse share split. Every 4 shares held will become 1 share.
Effective date: August 20 2013

Direxion Shs ETF Tr Daily Gold Miners Bull 3x Shs
Reverse share split. Every 10 shares held will become 1 share.
Effective date: August 20 2013

Quantum Fuel Sy Tech
Reverse share split. Every 4 shares held will become 1 share.
Effective date: July 31 2013

Copper King Mining Corp
The plan of bankruptcy is effective. All shares have been cancelled. As per the issuer,
shareholders will receive pro rata shares of Copper King Mining Corp.
Effective date: June 24 2013

July 25 2013
Force Energy Corp
Reverse share split. Every 100 shares held will become 1 share.
Effective date: June 28 2013

Hyperdynamics Corp
Reverse share split. Every 8 shares held will become 1 share.
Effective date: June 28 2013

Anthera Pharmaceuticals Inc
Reverse share split. Every 8 shares held will become 1 share.
Effective date: July 15 2013

Neostem Inc
Reverse share split. Every 10 shares held will become 1 share.
Effective date: July 16 2013

Biosante Pharmaceuticals Inc
Reverse share split. Every 6 shares held will become 1 share.
Effective date: July 18 2013

Cardium Therapeutics Inc
Reverse share split. Every 20 shares held will become 1 share.
Effective date: July 18 2013

Everybody's Phone Co
Reverse share split. Every 1000 shares held will become 1 share.
Effective date: July 22 2013

RXI Pharmaceuticals Corp
Reverse share split. Every 30 shares held will become 1 share.
Effective date: July 23 2013

July 2 2013
Market Vectors India Small Cap Index ETF Trust
Reverse share split. Every 4 shares held will become 1 share.
Effective date: July 1 2013

Market Vectors Global Alternative Energy ETF Trust
Reverse share split. Every 3 shares held will become 1 share.
Effective date: July 1 2013

Market Vectors Junior Gold Miners ETF Trust
Reverse share split. Every 4 shares held will become 1 share.
Effective date: July 1 2013

Market Vectors Nuclear Energy ETF Trust
Reverse share split. Every 3 shares held will become 1 share.
Effective date: July 1 2013

Market Vectors Rare Earth/Strategic Metal ETF
Reverse share split. Every 4 shares held will become 1 share.
Effective date: July 1 2013

USEC Inc
Reverse share split. Every 25 shares held will become 1 share.
Effective date: July 1 2013

Doral Financial Corp
Reverse share split. Every 20 shares held will become 1 share.
Effective date: June 28 2013

Cytokinetics Inc
Reverse share split. Every 6 shares held will become 1 share.
Effective date: June 24 2013

June 6 2013
ProShares Trust II
Reverse share split. Every 10 shares held will become 1 share.
Effective date: June 10 2013

ProShares VIX Short-Term Futures ETF
Reverse share split. Every 5 shares held will become 1 share.
Effective date: June 10 2013

ProShares Ultrapro Short 20+ Year Treasury
Reverse share split. Every 4 shares held will become 1 share.
Effective date: June 10 2013

ProShares UltraShort MSCI EAFE ETF
Reverse share split. Every 4 shares held will become 1 share.
Effective date: June 10 2013

Converted Organics Inc
Reverse share split. Every 500 shares held will become 1 share.
Effective date: June 4 2013

Jamba Inc
Reverse share split. Every 5 shares held will become 1 share.
Effective date: June 3 2013

National Bank Greece S A Sponsored
Reverse share split. Every 10 shares held will become 1 share.
Effective date: May 30 2013

Yadkin Valley Financial Corp
Reverse share split. Every 3 shares held will become 1 share.
Effective date: May 28 2013

May 27 2013
Furniture Brands International Inc
Reverse share split. Every 7 shares held will become 1 share.
Effective date: May 28 2013

Catasys Inc
Reverse share split. Every 10 shares held will become 1 share.
Effective date: May 6 2013

May 15 2013
Pacific Ethanol Inc
Reverse share split. Every 15 shares held will become 1 share.
Effective date: May 14 2013

May 8 2013
Global X Uranium ETF
Reverse share split. Every 3 shares held will become 1 share.
Effective date: May 16 2013

Global X Gold Explorers ETF
Reverse share split. Every 4 shares held will become 1 share.
Effective date: May 16 2013

AppTech Corp
Reverse share split. Every 20,000 shares held will become 1 share.
Effective date: May 3 2013

Seven Arts Entertainment Inc
Reverse share split. Every 50 shares held will become 1 share.
Effective date: May 3 2013

May 2 2013
Capital Trust Inc
Reverse share split. Every 10 shares held will become 1 share.
Effective date: May 6 2013

Fibrocell Science Inc
Reverse share split. Every 25 shares held will become 1 share.
Effective date: April 30 2013

Commerzbank AG
Reverse share split. Every 10 shares held will become 1 share.
Effective date: April 25 2013

Ivanhoe Energy Inc
Reverse share split. Every 3 shares held will become 1 share.
Effective date: April 25 2013

Voltari Corp
Reverse share split. Every 10 shares held will become 1 share.
Effective date: April 24 2013

April 24 2013
Aurcana Corp
Reverse share split. Every 8 shares held will become 1 share.
Effective date: April 30 2013

PositiveID Corp
Reverse share split. Every 25 shares held will become 1 share.
Effective date: April 22 2013

April 17 2013
Caledonia Mining Corp
Reverse share split. Every 10 shares held will become 1 share.
Effective date: April 12 2013

Cardiome Pharma Corp
Reverse share split. Every 5 shares held will become 1 share.
Effective date: April 12 2013

April 4 2013
Syntroleum Corp
Reverse share split. Every 10 shares held will become 1 share.
Effective date: April 12 2013

March 28 2013
Oculus Innovative Sciences Inc
Reverse share split. Every 7 shares held will become 1 share.
Effective date: March 29 2013

SecureAlert Inc
Reverse share split. Every 200 shares held will become 1 share.
Effective date: March 26 2013

UTStarcom Holdings Corp
Reverse share split. Every 3 shares held will become 1 share.
Effective date: March 21 2013

March 21 2013
Alvarion Ltd
Reverse share split. Every 10 shares held will become 1 share.
Effective date: April 2 2013

Healthy Coffee Intl Inc
Reverse share split. Every 3,000 shares held will become 1 share.
Effective date: March 13 2013

March 13 2013
Direxion Daily Energy Bear 3X Shares
Reverse share split. Every 6 shares held will become 1 share.
Effective date: April 2 2013

Direxion Daily Emerging Markets Bear 3X Shares
Reverse share split. Every 5 shares held will become 1 share.
Effective date: April 2 2013

Direxion Daily Gold Miners Bull 3X Shares
Reverse share split. Every 5 shares held will become 1 share.
Effective date: April 2 2013

Direxion Daily Financial Bear 3X Shares
Reverse share split. Every 4 shares held will become 1 share.
Effective date: April 2 2013

Direxion Daily Small Cap Bear 3X Shares
Reverse share split. Every 4 shares held will become 1 share.
Effective date: April 2 2013

Direxion Daily Financial Bull 3X Shares
Forward share split. Every 1 share held will become 3 shares
Effective date: April 2 2013

Direxion Daily Retail Bull 3X Shares
Forward share split. Every 1 share held will become 3 shares.
Effective date: April 2 2013

Direxion Daily Emerging Markets Bull 3X Shares
Forward share split. Every 1 share held will become 3 shares.
Effective date: April 2 2013

Direxion Daily Real Estate Bull 3X Shares
Forward share split. Every 1 share held will become 2 shares
Effective date: April 2 2013

Direxion Daily Latin America Bull 3X Shares
Forward share split. Every 1 share held will become 2 shares.
Effective date: April 2 2013

Direxion Daily 7-10 Year Treasury Bull 3X Shares
Forward share split. Every 1 share held will become 2 shares.
Effective date: April 2 2013

Direxion Daily Small Cap Bull 3X Shares
Forward share split. Every 1 share held will become 2 shares.
Effective date: April 2 2013

Superconductor Technologies Inc
Reverse share split. Every 12 shares held will become 1 share.
Effective date: March 12 2013

Superior Venture Corp
Reverse share split. Every 50 shares held will become 1 share.
Effective date: March 11 2013

NT Mining Corp
Reverse share split. Every 50 shares held will become 1 share.
Effective date: March 7 2013

March 6 2013
Arca Biopharma Inc
Reverse share split. Every 6 shares held will become 1 share.
Effective date: March 4 2013

February 20 2013
Neurometrix Inc
Reverse share split. Every 6 shares held will become 1 share.
Effective date: February 15 2013

FreeSeas Inc
Reverse share split. Every 10 shares held will become 1 share.
Effective date: February 14 2013

January 24 2013
Uranium Resources, Inc
Reverse share split. Every 10 shares held will become 1 share.
Effective date: January 23 2013

January 11 2013
Enviroxtract, Inc
Reverse share split. Every 1,000 shares held will become 1 share.
Effective date: January 4 2013

Citigroup FDG, Inc
Reverse share split. Every 10 shares held will become 1 share.
Effective date: January 2 2013

OSL Holdings Ltd
Reverse share split. Every 1,000 shares held will become 1 share.
Effective date: January 2 2013

Oxigene, Inc
Reverse share split. Every 12 shares held will become 1 share.
Effective date: December 28 2012

Active Power, Inc
Reverse share split. Every 5 shares held will become 1 share.
Effective date: December 24 2012

Santeon Group, Inc
Reverse share split. Every 400 shares held will become 1 share.
Effective date: December 24 2012

DAQO New Energy Corp
Reverse share split. Every 5 shares held will become 1 share.
Effective date: December 21 2012

Credit Suisse Nassau BRH
Reverse share split. Every 10 shares held will become 1 share.
Effective date: December 20 2012

Altair Nanotechnologies, Inc
Reverse share split. Every 6 shares held will become 1 share.
Effective date: December 18 2012

Friendly Energy Exploration
Reverse share split. Every 20 shares held will become 1 share.
Effective date: December 17 2012

December 12 2012
MRV Communications, Inc
Reverse share split. Every 20 shares held will become 1 share.
Effective date: December 26 2012

Visionchina Media, Inc
Reverse share split. Every 20 shares held will become 1 share.
Effective date: December 12 2012

JA Solar Holdings Co., Ltd (ADR)
Reverse share split. Every 5 shares held will become 1 share.
Effective date: December 10 2012

December 5 2012
JA Solar Holdings Co Ltd
Reverse share split. Every 5 shares held will become 1 share.
Effective date: December 10 2012

Guanwei Recycling Corp
Reverse share split. Every 2 shares held will become 1 share.
Effective date: December 5 2012

Westport Energy Holdings, Inc (Carbonics Capital Corp)
Carbonics Capital Corp is renamed to Westport Energy Holdings, Inc.
Reverse share split. Every 5,000 shares held will become 1 share.
Effective date: December 3 2012

Imaging Diagnostic System, Inc
Reverse share split. Every 500 shares held will become 1 share.
Effective date: November 29 2012

TORM A/S (ADR)
Reverse share split. Every 10 shares held will become 1 share.
Effective date: November 27 2012

November 7 2012
Novation Holdings, Inc (Allezoe Medical Holdings, Inc)
Allezoe Medical Holdings, Inc is renamed to Novation Holdings, Inc
Reverse share split. Every 15 shares held will become 1 share. Effective date: November 7 2012

Green Star Alternative Energy, Inc
Reverse share split. Every 100 shares held will become 1 share.
Effective date: November 7 2012

Kingtone Wireless (ADR)
Reverse share split. Every 10 shares held will become 1 share.
Effective date: November 6 2012

October 31 2012
Paragon Shipping, Inc
Reverse share split. Every 10 shares held will become 1 share.
Effective date: November 6 2012

China BAK Battery, Inc
Reverse share split. Every 5 shares held will become 1 share.
Effective date: October 26 2012

October 24 2012
Emerald Oil, Inc
Reverse share split. Every 7 shares held will become 1 share.
Effective date: October 23 2012

October 18 2012
Star Bulk Carriers Corp
Reverse share split. Every 15 shares held will become 1 share.
Effective date: October 15 2012

Beazer Home USA, Inc
Reverse share split. Every 5 shares held will become 1 share.
Effective date: October 12 2012

Flagstar Bancorp, Inc
Reverse share split. Every 10 shares held will become 1 share.
Effective date: October 11 2012

Somaxon Pharmaceuticals, Inc
Reverse share split. Every 8 shares held will become 1 share.
Effective date: October 11 2012

Tenet Healthcare Corp
Reverse share split. Every 4 shares held will become 1 share.
Effective date: October 11 2012

Aeterna Zentaris, Inc
Reverse share split. Every 6 shares held will become 1 share.
Effective date: October 5 2012

Ipath S&P 500 VIX Short Term Futures ETN
Reverse share split. Every 4 shares held will become 1 share.
Effective date: October 5 2012

ProShares UltraShort 20+ Year Treasury (ETF)
Reverse share split. Every 4 shares held will become 1 share.
Effective date: October 5 2012

ProShares UltraShort S&P 500 (ETF)
Reverse share split. Every 4 shares held will become 1 share.
Effective date: October 5 2012

ProShares UltraShort Basic Materials (ETF)
Reverse share split. Every 4 shares held will become 1 share.
Effective date: October 5 2012

September 27 2012
Proshares Ultrapro Short Dow
Reverse share split. Every 4 shares held will become 1 share.
Effective date: October 5 2012

Proshares Trust II Gold
Reverse share split. Every 4 shares held will become 1 share.
Effective date: October 5 2012

Northwest Biotherapeutics, Inc
Reverse share split. Every 16 shares held will become 1 share.
Effective date: September 25 2012

Lpath, Inc
Reverse share split. Every 5 shares held will become 1 share.
Effective date: September 21 2012

September 20 2012
Dialogic, Inc
Reverse share split. Every 5 shares held will become 1 share.
Effective date: September 17 2012

August 30 2012
Authentidate Holding Corp
Reverse share split. Every 2 shares held will become 1 share.
Effective date: August 30 2012

China Precision Steel, Inc
Reverse share split. Every 12 shares held will become 1 share.
Effective date: August 28 2012

UOMO Media, Inc
Reverse share split. Every 100 shares held will become 1 share.
Effective date: August 24 2012

August 23 2012
Synergetics, Inc (Fresh Traffic Group, Inc)
Fresh Traffic Group, Inc is renamed as Synergetics, Inc
Reverse share split. Every 75 shares held will become 1 share.
Effective date: August 31 2012

Helios Total Return Fund, Inc
Reverse share split. Every 4 shares held will become 1 share.
Anticipated effective date: August 22 2012

August 16 2012
Cyclacel Pharmaceuticals, Inc
Reverse share split. Every 10 shares held will become 1 share.
Effective date: August 24 2012

Icad, Inc
Reverse share split. Every 5 shares held will become 1 share.
Effective date: August 15 2012

Pure Bioscience, Inc
Reverse share split. Every 8 shares held will become 1 share.
Effective date: August 15 2012

American International Holdings Corp (Delta Seaboard International, Inc)
Delta Seaboard International, Inc is renamed as American International Holdings Corp
Reverse share split. Every 100 shares held will become 1 share.
Effective date: August 13 2012

1 August 2012
Energy Revenue America Inc (Navstar Technologies Inc)
Navstar Technologies Inc is renamed as Energy Revenue America Inc
Reverse stock split. Every 65 shares will become 1 share.
Effective date: 1 August 2012

27 July 2012
EP Global Communications Inc
Reverse stock split. Every 10 shares will become 1 share.
Effective date: 27 July 2012

23 July 2012
Velatel Global Communication
Reverse stock split. Every 100 shares will become 1 share.
Effective date: 24 July 2012

19 July 2012
Elcom Intl Inc
Reverse stock split. Every 1100 shares will become 1 share.
Effective date: 19 July 2012

11 July 2012
Sarepta Therapeutics Inc (Antivirals Inc)
Antivirals Inc is renamed as Sarepta Therapeutics Inc
Reverse stock split. Every 6 shares will become 1 share.
Effective date: 11 July 2012

9 July 2012
T-HQ Inc
Reverse stock split. Every 10 shares will become 1 share.
Effective date: 9 July 2012

25 June 2012
Sara Lee Corp Com (Consolidated Foods Corp)
Consolidated Foods Corp is renamed as Sara Lee Corp Com
Reverse stock split. Every 5 shares will become 1 share.
Effective date: 28 June 2012

25 June 2012
Market Vectors ETF Trust
Reverse stock split. Every 15 shares will become 1 share.
Effective date: 2 July 2012

15 June 2012
BioFuel Energy Corp
Reverse stock split. Every 20 shares will become 1 share
Expected payment date: 15 June 2012

15 June 2012
American Sierra Gold Corp
Reverse stock split. Every 15 shares will become 1 share
Effective date: 15 June 2012

14 June 2012
Tengion Inc
Reverse stock split. Every 10 shares will become 1 share
Effective date: 14 June 2012

11 June 2012
Biodel Inc
Reverse stock split. Every 4 shares will become 1 share
Effective date: 11 June 2012

11 June 2012
Entertainment Gaming Asia Inc
Reverse stock split. Every 4 shares will become 1 share.
Expected pay date: 12 June 2012 Effective date: 12 June 2012

11 June 2012
Alexza Pharmaceuticals Inc Com
Reverse stock split. Every 10 shares will become 1 share.
Effective date: 12 June 2012

6 June 2012
Eagle Bulk Shipping Inc
Reverse stock split. Every 4 shares will become 1 share.

1 June 2012
Biosante Pharmaceuticals Inc Com
Reverse stock split. Every 6 shares will become 1 share.
Effective date: 1 June 2012

30 May 2012
Trovagene Inc
Reverse stock split. Unknown.
Effective date: 30 May 2012

30 May 2012
Chembio Diagnostics Inc Com
Reverse stock split. Every 8 shares will become 1 share.
Effective date: 30 May 2012

29 May 2012
Popular Inc Com (Banponce Corp)
Popular Inc Com renamed as Banponce Corp
Reverse stock split. Every 10 shares will become 1 share.
Effective date: 29 May 2012

25 May 2012
Bellus Health Inc
Reverse stock split. Every 30 shares will become 1 share.
Expected pay date: 30 May 2012
Effective date: 25 May 2012

18 May 2012
Vipr Industries Inc
Reverse stock split. Every 5000 shares will become 1 share.
Effective date: 18 May 2012

15 May 2012
Cytrx Corp Com New
Reverse stock split. Every 7 shares will become 1 share.
Expected pay date: 17 May 2012 Effective date: 15 May 2012

10 May 2012
Davi Luxury Brand Group Inc
Reverse stock split. Every 10 shares will become 1 share
Expected pay date: 11 May 2012
Effective date: 10 May 2012

5 May 2012
Rosetta Genomics
Reverse stock split. Every 15 shares will become 1 share
Expected pay date: 16 May 2012
Effective date: 5 May 2012

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